Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia Louise WilsonWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-19-2012
Allen Edward SmithCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.08-01-2017
Allison Louise SchmidtLPL Financial LLCRaymond James Financial Services, Inc.05-26-2017
Andrew Scott FlackCross State Financial Group LLCRaymond James Financial Services, Inc.08-18-2016
Anthony Morris DoctorLPL Financial LLCRaymond James Financial Services, Inc.10-31-2018
Benjamin E. CasnerLPL Financial LLCRaymond James Financial Services, Inc.$1001-02-2014
Benjamin Wills BenderCWM, LLCRaymond James Financial Services, Inc.$10004-29-2019
Carol Maria LawsonLincoln Financial Advisors CorporationRaymond James Financial Services, Inc.06-30-2016
Clint Paul ThomasIntegrity Wealth Solutions LLCRaymond James Financial Services, Inc.08-30-2016
Cory Joseph RauCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.07-26-2018
Daniel C. MozerLPL Financial LLCRaymond James Financial Services, Inc.05-22-2017
David Christopher ConnellyWestern Wealth Management LLCRaymond James Financial Services, Inc.$10009-10-2013
David Crance HarawayLPL Financial LLCRaymond James Financial Services, Inc.$2508-15-2012
David Isaac EssayGirard Securities, Inc.Raymond James Financial Services, Inc.03-04-2016
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
David William NovakNovak & Powell Financial Services, Inc.Raymond James Financial Services, Inc.$5009-27-2013
Dwayne Allan DickersonIndependent Financial Group, LLCRaymond James Financial Services, Inc.07-20-2017
Eric Michael LybargerEvergreen Investing, LLCRaymond James Financial Services, Inc.07-31-2009
George William SugdenSugden Wealth Management, LLCRaymond James Financial Services, Inc.01-01-2013
Jeffrey David DunnLPL Financial LLCRaymond James Financial Services, Inc.$5009-28-2018
Keith John KozubalEdward JonesRaymond James Financial Services, Inc.06-15-2018
Lawrence Massey JonesIndependent Financial Group, LLCRaymond James Financial Services, Inc.$8306-12-2017
Mary Virginia LamphereCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$106-20-2016
Matthew Raymond PixleyUSAA Financial Advisors, Inc.Raymond James Financial Services, Inc.01-07-2014
Matthew Scott BeelerFidelity Brokerage Services LLCRaymond James Financial Services, Inc.08-10-2015
Next Page »

Showing 1 to 25 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.