Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew IveyFidelity Brokerage Services LLCScottrade, Inc.04-25-2018
Andrew Michael AbelleiraCharles Schwab & Co., Inc.Scottrade, Inc.03-02-2018
Anthony Michael BettencourtCharles Schwab & Co., Inc.Scottrade, Inc.05-02-2018
Brandon Marcellus ShawTIAA-CREF Individual & Institutional Services, LLCScottrade, Inc.08-21-2014
Brendan Joseph OdonoghueCharles Schwab & Co., Inc.Scottrade, Inc.08-24-2015
Charles Eluterio VigilPersonal Capital Advisors CorporationScottrade, Inc.12-16-2014
Christopher Michael CarucciPersonal Capital Advisors CorporationScottrade, Inc.06-19-2014
Daniel Robert OberkoflerJ.P. Morgan Securities LLCScottrade, Inc.06-11-2018
David T. EvansPersonal Capital Advisors CorporationScottrade, Inc.04-18-2018
Dijohn Charles MckinneyCharles Schwab & Co., Inc.Scottrade, Inc.03-30-2018
Erik Andrew DrygasCharles Schwab & Co., Inc.Scottrade, Inc.05-22-2018
Gregory Daniel DepalmaPersonal Capital Advisors CorporationScottrade, Inc.06-03-2014
Gurvir S. GrewalTIAA-CREF Individual & Institutional Services, LLCScottrade, Inc.12-09-2015
Jason Johan RunungCommonwealth Financial NetworkScottrade, Inc.$2507-14-2017
Jeffrey Alan ReidMercer Global Advisors Inc.Scottrade, Inc.09-29-2015
Jeremy Marshal StephensonWaddell & ReedScottrade, Inc.05-10-2011
John Phillip Hannigan JrJ.P. Morgan Securities LLCScottrade, Inc.05-21-2018
Kathleen Allison MartinWells Fargo Clearing Services, LLCScottrade, Inc.01-02-2014
Kristopher Allen KaufmannCharles Schwab & Co., Inc.Scottrade, Inc.08-11-2016
Kyle Eric VincentCharles Schwab & Co., Inc.Scottrade, Inc.04-04-2018
Melissa Jane ConstantRoyal Alliance Associates, Inc.Scottrade, Inc.07-10-2015
Melody Allana HallGWFS Equities, Inc.Scottrade, Inc.05-26-2016
Nathan David StewartWells Fargo Clearing Services, LLCScottrade, Inc.03-05-2018
Paul Albert DeerPersonal Capital Advisors CorporationScottrade, Inc.10-31-2013
Robert Alexander KnoxCharles Schwab & Co., Inc.Scottrade, Inc.05-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.