Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne Edward BernardoColorado Financial Service CorporationSecurities America, INC.$106-28-2019
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$2508-24-2018
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Stephan Russell ArmstrongLPL Financial LLCSecurities America, Inc.06-13-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Mark Flor HartHart Financial, LLCSecurities America, Inc.01-24-2018
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Erin Ann BuisLPL Financial LLCSecurities America, Inc.$15002-13-2017
Richard Craig MavesQuestar Capital CorporationSecurities America, Inc.10-24-2016
Brian Scott PetersWells Fargo Clearing Services, LLCSecurities America, Inc.$106-17-2016
Thomas Alan RenCrown Capital Securities, L.P.Securities America, Inc.$3201-05-2016
Tyler Thomas ScottCrown Capital Securities, L.P.Securities America, Inc.$101-04-2016
Andrew Wayne HannaTownsendSecurities America, Inc.01-26-2015
Kelly Lyn SteckleinCetera Advisor Networks LLCSecurities America, Inc.$2512-02-2013
Carol Ann SutterfieldCetera Advisor Networks LLCSecurities America, Inc.10-09-2013
Tony Layson Jr.Edward JonesSecurities America, Inc.$5012-07-2012
Edward Thomas Eyer FosterCetera Advisors LLCSecurities America, Inc.$2510-24-2011
James Godfrey PedersenCetera Advisors LLCSecurities America, Inc.10-24-2011
John Lee DyeCetera Advisors LLCSecurities America, Inc.$1010-24-2011
Thomas Vernon FosterCetera Advisors LLCSecurities America, Inc.$5010-24-2011
David Walter MillerCambridge Investment Research, Inc.Securities America, Inc.$5010-21-2011
Michael R DambeckLPL Financial LLCSecurities America, Inc.$10010-05-2011
Jeffrey J DonahueLPL Financial LLCSecurities America, Inc.$2508-05-2011
Matthew Quinn CarpinelliLPL Financial LLCSecurities America, Inc.$11108-01-2011
David Roger GreeneCetera Advisors LLCSecurities America, Inc.07-25-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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