Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karla RossLPL Financial LLCSecurities America, Inc.04-16-2020
Charles William BourgeoisLPL Financial LLCSecurities America, Inc.$2503-18-2020
Scott William CodyLPL Financial LLCSecurities America, Inc.02-03-2020
Billy James FunderburkLPL Financial LLCSecurities America, Inc.$1001-31-2020
Roy Michael StraubLPL Financial LLCSecurities America, Inc.$5001-15-2020
Daniel Lee GroteLPL Financial LLCSecurities America, Inc.01-15-2020
Wayne Edward BernardoColorado Financial Service CorporationSecurities America, Inc.06-28-2019
Steven Lee WhiteThe O.N. Equity Sales CompanySecurities America, Inc.01-29-2019
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$2508-24-2018
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Darin Gene LuzeLPL Financial LLCSecurities America, Inc.08-24-2018
Barbara J. BruenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Rondy Dean PlatzLPL Financial LLCSecurities America, Inc.$5008-24-2018
Tamira Dee EberhardtLPL Financial LLCSecurities America, Inc.08-24-2018
Matthew Lawrence DixonLPL Financial LLCSecurities America, Inc.08-24-2018
Stephan Russell ArmstrongLPL Financial LLCSecurities America, Inc.06-13-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Mark Flor HartHart Financial, LLCSecurities America, Inc.01-24-2018
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Erin Ann BuisLPL Financial LLCSecurities America, Inc.02-13-2017
Richard Craig MavesQuestar Capital CorporationSecurities America, Inc.10-24-2016
Brian Scott PetersWells Fargo Clearing Services, LLCSecurities America, Inc.$1006-17-2016
Thomas Alan RenCrown Capital Securities, L.P.Securities America, Inc.$2501-05-2016
Tyler Thomas ScottCrown Capital Securities, L.P.Securities America, Inc.01-04-2016
John Wesley CarringtonUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$5009-29-2015
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.