Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Quinn CarpinelliLPL Financial LLCSecurities America, Inc.$5008-01-2011
Marc Emry AndersonCetera Advisors LLCSecurities America, Inc.$15008-04-2011
Jeffrey J DonahueLPL Financial LLCSecurities America, Inc.$2508-05-2011
David Walter MillerCambridge Investment Research, Inc.Securities America, Inc.10-21-2011
Thomas Vernon FosterCetera Advisors LLCSecurities America, Inc.$5010-24-2011
Edward Thomas Eyer FosterCetera Advisors LLCSecurities America, Inc.$5010-24-2011
John Lee DyeCetera Advisors LLCSecurities America, Inc.10-24-2011
Tony Layson Jr.Edward JonesSecurities America, Inc.12-07-2012
Kelly Lyn SteckleinCetera Advisor Networks LLCSecurities America, Inc.12-02-2013
Andrew W. HannaTownsendSecurities America, Inc.01-26-2015
Tyler Thomas ScottCrown Capital Securities, L.P.Securities America, Inc.01-04-2016
Thomas Alan RenCrown Capital Securities, L.P.Securities America, Inc.$3201-05-2016
Brian Scott PetersWells Fargo Clearing Services, LLCSecurities America, Inc.$1706-17-2016
Erin Ann BuisLPL Financial LLCSecurities America, Inc.$1002-13-2017
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Mark Flor HartHart Financial, LLCSecurities America, Inc.01-24-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Stephan Russell ArmstrongLPL Financial LLCSecurities America, Inc.06-13-2018
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$2508-24-2018
Dan Johnson, Melissa Dixon, Tami Eberhardt, Barb Bruen, Matt Dixon, Darin Luze, Ron Platz, Denny FinkenLPL Financial LLCSecurities America, Inc.$27510-09-2018
Wayne Edward BernardoColorado Financial Service CorporationSecurities America, Inc.06-28-2019

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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