Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew W. HannaTownsendSecurities America, Inc.01-26-2015
Ann Louise VandersliceCommunity Bankers Brokerage, Inc.Securities America, Inc.04-27-2009
Barbara J. BruenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Billy James FunderburkLPL Financial LLCSecurities America, Inc.$1001-31-2020
Brian Scott PetersWells Fargo Clearing Services, LLCSecurities America, Inc.$1006-17-2016
Carol Ann SutterfieldHinds Financial Group IncSecurities America, Inc.10-29-2013
Charles William BourgeoisLPL Financial LLCSecurities America, Inc.$2503-18-2020
Chester A. Wallace Jr.LPL Financial LLCSecurities America, Inc.$2504-30-2020
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$2508-24-2018
Daniel Ewen O'LearyLPL Financial LLCSecurities America, Inc.$5004-30-2020
Daniel Lee GroteLPL Financial LLCSecurities America, Inc.01-15-2020
Darin Gene LuzeLPL Financial LLCSecurities America, Inc.08-24-2018
David Roger GreeneCetera Advisors LLCSecurities America, Inc.07-25-2011
David Walter MillerCambridge Investment Research, Inc.Securities America, Inc.10-21-2011
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Erin Ann BuisLPL Financial LLCSecurities America, Inc.02-13-2017
Jeffrey J DonahueLPL Financial LLCSecurities America, Inc.$2508-05-2011
John Lee DyeCetera Advisors LLCSecurities America, Inc.10-24-2011
John Wesley CarringtonUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$5009-29-2015
Karla RossLPL Financial LLCSecurities America, Inc.04-16-2020
Kelly Lyn SteckleinCetera Advisor Networks LLCSecurities America, Inc.12-02-2013
Marc Emry AndersonCetera Advisors LLCSecurities America, Inc.$15008-04-2011
Mark Flor HartHart Financial, LLCSecurities America, Inc.01-24-2018
Matthew Lawrence DixonLPL Financial LLCSecurities America, Inc.08-24-2018
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.