Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew W. HannaTownsendSecurities America, Inc.01-26-2015
Ann Louise VandersliceCommunity Bankers Brokerage, Inc.Securities America, Inc.$10004-27-2009
Barbara Jo BruenLPL Financial LLCSecurities America, Inc.$50008-24-2018
Brian Scott PetersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Securities America, Inc.$10006-17-2016
Carol Ann SutterfieldHinds Financial Group IncSecurities America, Inc.10-29-2013
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$25008-24-2018
Darin Gene LuzeLPL Financial LLCSecurities America, Inc.$10008-24-2018
David Roger GreeneCetera Advisors LLCSecurities America, Inc.07-25-2011
David Walter MillerCambridge Investment Research, Inc.Securities America, Inc.10-21-2011
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$50008-24-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Erin Ann BuisLPL Financial LLCSecurities America, Inc.$10002-13-2017
Jeffrey J DonahueLPL Financial LLCSecurities America, Inc.$25008-05-2011
Jim ClementsUnited Planners Financial Services of AmericaSecurities America, Inc.$10012-14-2012
John Lee DyeCetera Advisors LLCSecurities America, Inc.$10010-24-2011
Kelly Lyn SteckleinCetera Advisor Networks LLCSecurities America, Inc.$25012-02-2013
Marc Emry AndersonCetera Advisors LLCSecurities America, Inc.$15008-04-2011
Mark Flor HartHart Financial, LLCSecurities America, Inc.01-24-2018
Matthew Lawrence DixonLPL Financial LLCSecurities America, Inc.08-24-2018
Matthew Quinn CarpinelliLPL Financial LLCSecurities America, Inc.$50008-01-2011
Michael Edward Marsengill Jr.Geneos Wealth Management, Inc.Securities America, Inc.06-30-2011
Michael Louis AndriaccioCetera Advisors LLCSecurities America, Inc.$10007-25-2011
Michael R DambeckIndependent Financial PartnersSecurities America, Inc.10-17-2011
Richard Craig MavesQuestar Capital CorporationSecurities America, Inc.10-24-2016
Rondy Dean PlatzLPL Financial LLCSecurities America, Inc.$50008-24-2018
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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