Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Marie GibsonRobert W. Baird & Co. IncorporatedStrategic Advisers LLC06-07-2018
Beau Justin PollardCharles Schwab & Co., Inc.Strategic Advisers LLC07-29-2016
Bradly Scott HoggattTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC06-26-2018
Chandler Joseph CrespinTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC08-19-2015
Christopher Huntington JohnsonE*TRADE Securities LLCStrategic Advisers LLC01-27-2016
Christopher John SommeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC08-15-2017
Conner Ryan DorrisStrategic Advisers LLCStrategic Advisers LLC01-19-2018
Curtis Wilson DiazCambridge Investment Research, Inc.Strategic Advisers LLC06-27-2018
David Joseph VerwersNorthwestern Mutual Investment Services, LLCStrategic Advisers LLC08-23-2017
David Michael TeelTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC04-06-2017
Douglas William AumontParkland Securities, LLCStrategic Advisers LLC01-03-2017
Gene H. Almy Jr.Schwab Private Client Investment Advisory, Inc.Strategic Advisers LLC06-28-2016
Geoffrey Gillett HarperE*TRADE Securities LLCStrategic Advisers LLC06-12-2017
Hannah Elizabeth KrumreichJ.P. Morgan Securities LLCStrategic Advisers LLC08-29-2017
Isaac Paul DaughertyMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC03-09-2016
James F. BaurichterCharles Schwab & Co., Inc.Strategic Advisers LLC04-04-2011
Jay P. CheneyCharles Schwab & Co., Inc.Strategic Advisers LLC06-27-2016
Jeffrey Lynn BaclawskiCharles Schwab & Co., Inc.Strategic Advisers LLC11-15-2017
Jens C. FonnesbeckU.S. Bancorp Investments, Inc.Strategic Advisers LLC04-10-2018
Jeremy Jordan AudasMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC03-05-2018
Jill Lynne DitterGallacher Capital Management, LLCStrategic Advisers LLC$10005-22-2013
Jodie Lyn McKenzieJ.P. Morgan Securities LLCStrategic Advisers LLC06-07-2016
Kenneth Reid Senour IIIInnovest Portfolio Solutions LLCStrategic Advisers LLC09-16-2016
Lucas Adam SchneiderTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC09-05-2017
Matthew Frank BaityTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC03-28-2018
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.