Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ben SarsozoMML Investors Services, LLCSummit Brokerage Services, Inc.$2504-26-2017
Brady Scott MullenSecurities America, Inc.Summit Brokerage Services, Inc.$2501-27-2017
Brian Philip KontyCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Brian Timothy StarkCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Constantine Theodore LeonidaSecurities America, Inc.Summit Brokerage Services, Inc.01-27-2017
Cory Philip RobinsonCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Craig Drewes EmersonCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Daniel Bartley LeonardCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Daniel L. MayerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
David Keith VanhoutenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
David Walter LuebkeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$3309-20-2019
Dean Allen BoschertCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1609-20-2019
Denise A. Calkins YoungquistCambridge Investment Research, Inc.Summit Brokerage Services, Inc.03-02-2017
Derek Nathan EichenwaldCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Gregory R. SchoweCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
James Baker PetersCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Keith E CusackCetera Advisor Networks LLCSummit Brokerage Services, Inc.05-04-2012
Max ZubiateCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Rebecca S. LeonardCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Shea Ahren WinkellerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Stephen Joseph MurphyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Thomas Von ReckersCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Timothy Owings WatersCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Tony A. TessitoreCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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