Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Charles StoutTheory FinancialTIAA-CREF Individual & Institutional Services, LLC06-17-2019
Laurie E. MasonJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC05-22-2019
Richard C. HarrisonTownsendTIAA-CREF Individual & Institutional Services, LLC04-12-2019
Jeremy Shea ThompsonBBVA Securities Inc.TIAA-CREF Individual & Institutional Services, LLC10-02-2018
Jillian Sue ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC07-31-2018
Stephen Daniel HeitzmannBauer Wealth Management, LLC.TIAA-CREF Individual & Institutional Services, LLC09-20-2017
Brian P EstepRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC09-06-2017
Reed Rockwell HogueAllstate Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC06-07-2017
Gregory Lee HowellAllstate Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC06-27-2016
Margaret Arrington PettyJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC06-06-2016
Troy A GardnerFarmers Financial Solutions, LLCTIAA-CREF Individual & Institutional Services, LLC05-20-2015
Sara Rebecca GardnerElevated PlanningTIAA-CREF Individual & Institutional Services, LLC04-17-2015
Philip Russell HolmesMutual of America Securities LLCTIAA-CREF Individual & Institutional Services, LLC$10008-12-2014
John Lawrence HoganMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC$10010-23-2013
Adam Perry SandersUSAA Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC$50008-08-2011
Kevin John McNabACE Wealth Partners, LLCTIAA-CREF Individual & Institutional Services, LLC07-13-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.