Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Jo StanleyRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.01-27-2020
Kara Lynn SekavecBOK Financial Securities, Inc.U.S. Bancorp Investments, Inc.11-25-2019
James Edward GraciaWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.06-07-2019
Adam Jansen FowlerWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.04-17-2019
Derek Stefan CheshireSecurities America, Inc.U.S. Bancorp Investments, Inc.03-26-2019
Eric Michael CourageMarginU.S. Bancorp Investments, Inc.02-01-2018
Pamela Ann LeeFarmers Financial Solutions, LLCU.S. Bancorp Investments, Inc.01-18-2018
Charles Edward Rhoades IIPinnacle Wealth Management, Inc.U.S. Bancorp Investments, Inc.$1004-04-2017
Donald M. StormCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.$1010-03-2016
Derick Lance VolleWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-05-2016
Zachary Nigel PickettKey Investment Services LLCU.S. Bancorp Investments, Inc.08-01-2016
Justin Kimball ParksCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.06-06-2016
Ben D Dean TorrezBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.05-18-2016
Kristi Ann CrismanWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.04-27-2016
David Jacob Jeffries Jr.Lincoln Financial Advisors CorporationU.S. Bancorp Investments, Inc.$5011-10-2015
Matthew Frank BaityFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.09-25-2015
John Paul ManzanaresKey Investment Services LLCU.S. Bancorp Investments, Inc.04-07-2015
Jeffrey N. McWhorterWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2501-16-2015
Mark D. LevineFirst Financial Equity CorporationU.S. Bancorp Investments, Inc.$1010-15-2014
Jessica Suzanne KouriCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.09-02-2014
Amy Brooke ParontoWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.05-30-2014
Janelle Evon WilliamsMorgan StanleyU.S. Bancorp Investments, Inc.05-07-2013
Brian Scott WhatleyWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.02-08-2013
James Joseph BeaupreBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.$1010-18-2012
Tonya Marie HarperCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$5010-01-2012
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.