Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Michael CourageMarginU.S. Bancorp Investments, Inc.02-01-2018
Charles Edward Rhoades IIPinnacle Wealth Management, Inc.U.S. Bancorp Investments, Inc.04-04-2017
Derick Lance VolleWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$108-05-2016
Zachary Nigel PickettKey Investment Services LLCU.S. Bancorp Investments, Inc.08-01-2016
Justin Kimball ParksCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.06-06-2016
Ben Dean TorrezBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.05-18-2016
Kristi Ann CrismanWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$104-27-2016
Daniel David EllisSigma Financial CorporationU.S. Bancorp Investments, Inc.04-01-2016
David Jacob Jeffries Jr.Lincoln Financial Advisors CorporationU.S. Bancorp Investments, Inc.11-10-2015
John Paul ManzanaresKey Investment Services LLCU.S. Bancorp Investments, Inc.04-07-2015
Jeffrey Neal McwhorterWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2501-16-2015
Mark David LevineFirst Financial Equity CorporationU.S. Bancorp Investments, Inc.10-15-2014
Jessica Suzanne KouriCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.09-02-2014
Amy Brooke ParontoWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.05-30-2014
Janelle Evon WilliamsMorgan StanleyU.S. Bancorp Investments, Inc.$5005-07-2013
Brian Scott WhatleyWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.02-08-2013
James Joseph BeaupreBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.10-18-2012
Tonya Marie HarperCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$15010-01-2012
Judith M AndrighettiCountry Capital Management CompanyU.S. Bancorp Investments, Inc.08-22-2012
Steve Bruce DurmanWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$4301-31-2012
Wayne Timothy RoysLPL Financial LLCU.S. Bancorp Investments, Inc.10-21-2011
Amy Lynne ShroffBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.08-16-2011
Randy Ray Van WinkleBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.08-16-2011
Tabrenia Lynn DavidsonKey Investment Services LLCU.S. Bancorp Investments, Inc.11-29-2010
Steven Michael EhnstromWells Fargo Investments, LLCU.S. Bancorp Investments, Inc.11-13-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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