Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Levy Jr William PierLPL Financial LLCUBS Financial Services Inc.$16002-04-2015
Lawrence Scott Pann Donnie DeYoungRBC Capital Markets, LLCUBS Financial Services Inc.$32508-22-2019
Jeffery Kelly Brian WohlnerHighTower Advisors, LLCUBS Financial Services Inc.$16002-21-2017
Anthony Chevalier Vance WhitbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$19307-08-2015
Timothy Kneen Clayton HartmanIFM Capital AdvisorsUBS Financial Services Inc.$1,00001-27-2014
Justin M NimockLPL Financial LLCUBS Financial Services Inc.09-02-2020
Scott Tilton BakerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-11-2020
Donald Robert BakerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-11-2020
Lance Preston CrossettRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
Jason P BurkettRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
Kyle R DanfordRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
Kelly Alan McGrewRBC Capital Markets, LLCUBS Financial Services Inc.09-24-2019
Richard Erwin Dodge JrRBC Capital Markets, LLCUBS Financial Services Inc.$15009-24-2019
Lawrence Scott PannRBC Capital Markets, LLCUBS Financial Services Inc.$10008-22-2019
Donnie DeyoungRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Jay M RabinowitzThe Leaders Group, Inc.UBS Financial Services Inc.$5007-24-2019
Christopher John MooreThe Leaders Group, Inc.UBS Financial Services Inc.07-24-2019
Paul Brian HewittThe Leaders Group, Inc.UBS Financial Services Inc.$15007-15-2019
Bryan Scott JarmanInfinium Investment Advisors, LLCUBS Financial Services Inc.07-03-2019
Fermin John Padilla JrCascade Investment Group, Inc.UBS Financial Services Inc.06-20-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Barbara Jean GrantWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-03-2019
Daniel Richard KatzSteele Street Private Wealth ManagementUBS Financial Services Inc.01-29-2019
Michael David BarthRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-20-2018
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.