Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry L HubbardAmeriprise Financial Services, LLCUBS Financial Services Inc.07-06-2012
Paul Peter BeninatiAmeriprise Financial Services, LLCUBS Financial Services Inc.$5010-15-2010
Charles Vincent Greco IIAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-16-2009
Bryan David CannonAvant-Garde Advisors LLCUBS Financial Services Inc.08-03-2011
Christopher R. PoseyBancWest Investment Services, Inc.UBS Financial Services Inc.03-17-2009
Rolla Henry ColvertBonfire Financial, LLCUBS Financial Services Inc.$5005-22-2017
Brian C. ColvertBonfire Financial, LLCUBS Financial Services Inc.$2505-22-2017
Scott Robert HollowayCambridge Investment Research, Inc.UBS Financial Services Inc.03-07-2016
Bart Gene KramerCarpe Diem InvestingUBS Financial Services Inc.07-01-2009
Kevin LewisCarpe Diem InvestingUBS Financial Services Inc.07-01-2009
Fermin John Padilla Jr.Cascade Investment Group, Inc.UBS Financial Services Inc.06-20-2019
Gary Theodore PadussisCetera Advisors LLCUBS Financial Services Inc.$15004-12-2013
Kevin Arthur ThorpeCharles Schwab & Co., Inc.UBS Financial Services Inc.$1008-04-2016
Thomas John AlleyCitigroup Global Markets Inc.UBS Financial Services Inc.04-01-2009
Keith Royce RobinsonCitigroup Global Markets Inc.UBS Financial Services Inc.$2504-01-2009
Kevin James GoldinCitigroup Global Markets Inc.UBS Financial Services Inc.$10004-01-2009
Mark Joseph Celusniak Jr.Citigroup Global Markets Inc.UBS Financial Services Inc.04-01-2009
David Baldwin Morgan Jr.Citigroup Global Markets Inc.UBS Financial Services Inc.$10002-01-2009
Eric Benjamin RoselCitigroup Global Markets Inc.UBS Financial Services Inc.02-01-2009
Barbara Ann BudnyCommonwealth Financial NetworkUBS Financial Services Inc.$18406-02-2017
Michael Joseph GrazianoCommonwealth Financial NetworkUBS Financial Services Inc.$10006-02-2017
John Harris BlanksCornet Capital LLCUBS Financial Services Inc.04-12-2012
Patrick Sean HendersonDMK Advisor Group, Inc.UBS Financial Services Inc.$10009-12-2012
Michael C. ThompsonDMK Advisor Group, Inc.UBS Financial Services Inc.$10009-12-2012
Brian Patrick RorickDMK Advisor Group, Inc.UBS Financial Services Inc.$10007-18-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.