Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Fortner JonesRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-30-2009
Candace Lee AllenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-20-2009
Robert Leonard HartWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-20-2009
Jennifer Rochelle BruceWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Michael Wayne NorvellRBC Capital Markets, LLCUBS Financial Services Inc.$5004-03-2009
Richard Lewis GundersonIsaak Bond Investments, Inc.UBS Financial Services Inc.04-22-2009
Catherine ScheuberLPL Financial LLCUBS Financial Services Inc.05-14-2009
Darwin Clair Campbell, Matthew Richard MatherlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-01-2009
Bart Gene KramerCarpe Diem InvestingUBS Financial Services Inc.07-01-2009
Kevin LewisCarpe Diem InvestingUBS Financial Services Inc.07-01-2009
Jay Paul SantangeloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-24-2009
Gary Bryan SmyMorgan StanleyUBS Financial Services Inc.11-03-2009
Edwin Eugene DoerffelWedbush Securities Inc.UBS Financial Services Inc.12-02-2009
John Alt CrumplarWedbush Securities Inc.UBS Financial Services Inc.$5002-19-2010
Robert AlexandrovicLPL Financial LLCUBS Financial Services Inc.03-08-2010
Jonathan Robert PosterWedbush Securities Inc.UBS Financial Services Inc.$2505-28-2010
Clifford Houston HickersonWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-18-2010
James Michael OlsonMorgan StanleyUBS Financial Services Inc.$10007-30-2010
Mary Therese StarryState Farm VP Management Corp.UBS Financial Services Inc.08-10-2010
Paul Peter BeninatiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5010-15-2010
John Dwayne CoxMorgan StanleyUBS Financial Services Inc.12-03-2010
Stephen Brian StillwellRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-08-2011
Herman Tiemens IIWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-11-2011
Michael W. BeermannAveo Capital Partners, LLCUBS Financial Services Inc.07-15-2011
Brian Patrick RorickStephen A. Kohn & Associates, Ltd.UBS Financial Services Inc.$10007-18-2011
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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