Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Dixon BeuggPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15001-22-2014
Alan Michael RomeroLPL Financial LLCUBS Financial Services Inc.06-01-2015
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Ann Holland Boontru Independence Asset Management, LLCUBS Financial Services Inc.09-25-2018
Anthony David ChevalierMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-08-2015
Anthony Paul SatrianoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-02-2015
Barbara Ann BudnyCommonwealth Financial NetworkUBS Financial Services Inc.$18406-02-2017
Barbara Jean GrantWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-03-2019
Bart Gene KramerCarpe Diem InvestingUBS Financial Services Inc.07-01-2009
Bradley Scott HarveyHighTower Securities, LLCUBS Financial Services Inc.$10004-21-2017
Brendan Robert HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Brian C. ColvertBonfire Financial, LLCUBS Financial Services Inc.$2505-22-2017
Brian J WohlnerHighTower Securities, LLCUBS Financial Services Inc.02-16-2017
Brian Patrick RorickDMK Advisor Group, Inc.UBS Financial Services Inc.$10007-18-2011
Brian Patrick SullivanIFM Capital Advisors, LLCUBS Financial Services Inc.$5001-17-2014
Brooke Ashley PackFidelity Brokerage Services LLCUBS Financial Services Inc.02-10-2015
Bryan David CannonAvant-Garde Advisors LLCUBS Financial Services Inc.08-03-2011
Bryan Scott JarmanInfinium Investment Advisors, LLCUBS Financial Services Inc.07-03-2019
Candace Lee AllenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-20-2009
Catherine ScheuberLPL Financial LLCUBS Financial Services Inc.05-14-2009
Charles Edward Prather IVLPL Financial LLCUBS Financial Services Inc.$5012-18-2014
Charles Vincent Greco IIAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-16-2009
Christopher John MooreThe Leaders Group, Inc.UBS Financial Services Inc.07-24-2019
Christopher Patrick EissingerMorgan StanleyUBS Financial Services Inc.02-17-2012
Christopher R. PoseyBancWest Investment Services, Inc.UBS Financial Services Inc.03-17-2009
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.