Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Rochelle BruceWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
John Alt CrumplarWedbush Securities Inc.UBS Financial Services Inc.$5002-19-2010
John Dwayne CoxMorgan StanleyUBS Financial Services Inc.12-03-2010
John Harris BlanksCornet Capital LLCUBS Financial Services Inc.04-12-2012
Jonathan LorePersonal Capital Advisors CorporationUBS Financial Services Inc.11-05-2014
Jonathan R. BrinckerhoffMorgan StanleyUBS Financial Services Inc.09-29-2014
Jonathan Robert PosterWedbush Securities Inc.UBS Financial Services Inc.$2505-28-2010
Joshua Jay JerelePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-06-2018
Kevin LewisCarpe Diem InvestingUBS Financial Services Inc.07-01-2009
Larry L HubbardAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-06-2012
Lawrence Scott Pann and Donnie DeYoungRBC Wealth ManagementUBS Financial Services Inc. $32508-22-2019
Mary Therese StarryState Farm VP Management Corp.UBS Financial Services Inc.08-10-2010
Matthew Allen BurnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-18-2017
Max J ScholfieldFirst Allied Securities, Inc.UBS Financial Services Inc.$2511-21-2011
Michael C. ThompsonStephen A. Kohn & Associates, Ltd.UBS Financial Services Inc.$10009-12-2012
Michael David BarthRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-20-2018
Michael K WarneRBC Capital Markets, LLCUBS Financial Services Inc.07-08-2015
Michael W. BeermannAveo Capital Partners, LLCUBS Financial Services Inc.07-15-2011
Michael Wayne NorvellRBC Capital Markets, LLCUBS Financial Services Inc.$5004-03-2009
Nicholas Ryan JonesMorgan StanleyUBS Financial Services Inc.$10005-11-2012
Patrice Marie HenningRaymond James & Associates, Inc.UBS Financial Services Inc.07-03-2012
Patrick Sean HendersonStephen A. Kohn & Associates, Ltd.UBS Financial Services Inc.$10009-12-2012
Paul Edward Levy Jr.LPL Financial LLCUBS Financial Services Inc.$5002-04-2015
Paul Peter BeninatiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5010-15-2010
Randal John ComposantoLincoln Financial Advisors CorporationUBS Financial Services Inc.09-12-2016
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Showing 26 to 50 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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