Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Remy DeangeloKey Investment Services LLCUBS Financial Services Inc.03-25-2014
Richard Lewis GundersonIsaak Bond Investments, Inc.UBS Financial Services Inc.04-22-2009
Robert AlexandrovicLPL Financial LLCUBS Financial Services Inc.03-08-2010
Robert Leonard HartWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-20-2009
Robert Orlando Hill, Patrick James Hill, Brendan Robert HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Rodney Brunnell SwearingenMorgan StanleyUBS Financial Services Inc.10-11-2016
Sandra Lynn ConroyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$6806-20-2017
Scott Robert HollowayCambridge Investment Research, Inc.UBS Financial Services Inc.03-07-2016
Shannon Marie LynchPersonal Capital Advisors CorporationUBS Financial Services Inc.05-08-2014
Stephen Brian StillwellRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-08-2011
Stephen Lee CarterStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10010-17-2013
Stephen Russell HansenJ.P. Morgan Securities LLCUBS Financial Services Inc.$5008-04-2015
Thomas Einar GunnersenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-05-2017
To Hun PakMorgan StanleyUBS Financial Services Inc.07-21-2016
Victoria V. ThompsonGood Life Advisors, LLCUBS Financial Services Inc.02-05-2015
William Anthony MercerHighTower Securities, LLCUBS Financial Services Inc.$13205-05-2017
William Martin PierGood Life Advisors, LLCUBS Financial Services Inc.02-06-2015
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Showing 51 to 67 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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