Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelly Alan McGrewRBC Capital Markets, LLCUBS Financial Services Inc.09-24-2019
Lawrence Scott PannRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Donnie DeyoungRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Jay M RabinowitzThe Leaders Group, Inc.UBS Financial Services Inc.07-24-2019
Christopher John MooreThe Leaders Group, Inc.UBS Financial Services Inc.07-24-2019
Bryan Scott JarmanInfinium Investment Advisors, LLCUBS Financial Services Inc.07-03-2019
Fermin John Padilla Jr.Cascade Investment Group, Inc.UBS Financial Services Inc.06-20-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Daniel Richard KatzSteele Street Private Wealth ManagementUBS Financial Services Inc.01-29-2019
James Michael Boontru Independence Asset Management, LLCUBS Financial Services Inc.09-25-2018
Ann Holland Boontru Independence Asset Management, LLCUBS Financial Services Inc.09-25-2018
James Tyler Boontru Independence Asset Management, LLCUBS Financial Services Inc.09-25-2018
Joseph Louis DuranQuestar Capital CorporationUBS Financial Services Inc.09-21-2018
Michael David BarthRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-20-2018
Joshua Jay JerelePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-06-2018
Steven Gregory RotelloPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.11-10-2017
Brian J WohlnerHighTower Securities, LLCUBS Financial Services Inc.02-16-2017
Matthew Allen BurnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-18-2017
Kevin Joseph BertoncinPersonal Capital Advisors CorporationUBS Financial Services Inc.01-12-2017
Rodney Brunnell SwearingenMorgan StanleyUBS Financial Services Inc.10-11-2016
Robert Orlando HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Patrick James HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Brendan Robert HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Randal John ComposantoLincoln Financial Advisors CorporationUBS Financial Services Inc.09-12-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.