Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward John FrellyLPL Financial LLCWaddell & Reed$106-03-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Eric Robert BolandFerocious FinanceWaddell & Reed06-08-2018
Alexander C. AnttilaBBVA Securities Inc.Waddell & Reed02-13-2018
Warren Woodrow Church Jr.Cambridge Investment Research, Inc.Waddell & Reed12-08-2017
Timothy Patrick DoudCentaurus Financial, Inc.Waddell & Reed$1010-11-2017
Helen Huong Thi Xuan VoNYLIFE Securities LLCWaddell & Reed10-10-2017
Laurence Mark FotschCentaurus Financial, Inc.Waddell & Reed05-22-2017
Jason Tyrone StanfieldLPL Financial LLCWaddell & Reed$2501-03-2017
Daniel Paul SchutteSchutte Financial LLCWaddell & Reed12-21-2016
Grayson Joel HofferberMillennial Wealth Management, LLCWaddell & Reed10-12-2016
Noah James BorwickPark Avenue Securities LLCWaddell & Reed10-03-2016
Derek Michael SerletLegacy Financial, LtdWaddell & Reed08-25-2016
Lane Erron Ewton7300 Wealth Management, LLC.Waddell & Reed07-29-2016
James Walton McgeheeMcGehee Wealth Management IncWaddell & Reed07-22-2016
Mark Joseph Comire Jr.GWFS Equities, Inc.Waddell & Reed06-17-2016
Jared Alan PowellWestern Wealth Management LLCWaddell & Reed10-26-2015
Nolan Winston PowersAmeriprise Financial Services, Inc.Waddell & Reed10-23-2015
Randolph William George Jr.Ameriprise Financial Services, Inc.Waddell & Reed10-23-2015
Valerie Kirsten TerrillCetera Investment Services LLCWaddell & Reed09-04-2015
Richard BeckeyCambridge Investment Research, Inc.Waddell & Reed09-16-2014
Jacquelyn NiedringhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$10008-04-2014
Michael John MillerCountry Capital Management CompanyWaddell & Reed05-19-2014
Timothy Ryan BoyleCetera Advisors LLCWaddell & Reed04-14-2014
Joseph Charles DeagueroNYLIFE Securities LLCWaddell & Reed03-20-2014
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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