Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brooke Dunlap BontzUBS Financial Services Inc.Waddell & Reed08-21-2020
Daniel Mackenzie YergerMY Wealth PlannersWaddell & Reed12-06-2019
Kevin Corey ChristensenPrincipal Securities, Inc.Waddell & Reed09-03-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed06-03-2019
Elisabeth Anne OlsonThe O.N. Equity Sales CompanyWaddell & Reed01-18-2019
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Lawrence Michael WastiFirst Financial Equity CorporationWaddell & Reed02-01-2018
Warren Woodrow Church JrCambridge Investment Research, Inc.Waddell & Reed12-08-2017
Timothy Patrick DoudCentaurus Financial, Inc.Waddell & Reed10-11-2017
Kristina Marie PazCambridge Investment Research, Inc.Waddell & Reed09-22-2017
Laurence Mark FotschCentaurus Financial, Inc.Waddell & Reed05-22-2017
Daniel Paul SchutteSchutte Financial LLCWaddell & Reed12-21-2016
Grayson Joel HofferberMillennial Wealth Management, LLCWaddell & Reed10-12-2016
Craig Elbert LoewensteinCharles Schwab & Co., Inc.Waddell & Reed10-07-2016
Derek Michael SerletLegacy Financial, LtdWaddell & Reed08-25-2016
Paul Edward MalecCharles Schwab & Co., Inc.Waddell & Reed01-06-2016
Jared PowellLPL Financial LLCWaddell & Reed$6010-26-2015
Jacquelyn NiedringhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$10008-04-2014
Jonathan Dane GrantWells Fargo Clearing Services, LLCWaddell & Reed11-05-2013
Christopher John KinskyAllstate Financial Services, LLCWaddell & Reed$5003-11-2013
John Raymond MowryUBS Financial Services Inc.Waddell & Reed03-04-2013
Zachary Tobias BouckLPL Financial LLCWaddell & Reed06-01-2012
Bryson Blair BradenLPL Financial LLCWaddell & Reed06-01-2012
Milletetsega Madhaniy BirhanemaskelLPL Financial LLCWaddell & Reed08-29-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.