Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Joshua C ReyesBBVA Wealth Solutions Inc.Wells Fargo Clearing Services, LLC10-06-2020
Dean Clarke BaetzholdMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-22-2020
Oksana DoncilaPersonal Capital Advisors CorporationWells Fargo Clearing Services, LLC09-09-2020
Jeffrey Stephen OlineFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC08-31-2020
Travis Ian McCoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-01-2020
Corrine KoehlerLPL Financial LLCWells Fargo Clearing Services, LLC$12006-24-2020
Ian Thomas GlassfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-15-2020
Sarah L EllisFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC06-05-2020
Miriam Michelle CavanaughRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-01-2020
Bobby Neil FosterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2020
Olivia Rose SebastianRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-01-2020
Barry Michael CroninThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC04-09-2020
Justin Dean PennettaPatrick Capital Markets, LLCWells Fargo Clearing Services, LLC02-25-2020
Chuks P Nweke JrJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-13-2020
Scott Douglas GarciaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-06-2020
Stephanie Lee VandenburgU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-24-2020
Rita Jean OldhamCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC12-20-2019
Tram T DaoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-22-2019
Samantha L EdigerMorgan StanleyWells Fargo Clearing Services, LLC$5011-21-2019
Lauretta Carlene MoellBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5010-25-2019
Patricia Ann CockellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-15-2019
Steven SchumacherThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC$1,00010-07-2019
Jon Allen BanisterThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC10-03-2019
Mark Jeffrey RoweThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC10-03-2019
Tanya Denise PagesThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC09-30-2019
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.