Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Gerard CampbellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-10-2019
Roderick Dale MorrisonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-10-2019
Justin Gregory DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-18-2019
Perry Joseph MatternMattern Capital Management, LLCWells Fargo Clearing Services, LLC02-11-2019
Brien Holt MattinglyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-19-2018
Robert Matthew Halbert Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2018
Arnold Alfred Dudley Jr.Robert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15008-28-2018
Debra Ann GrillRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5008-28-2018
Peter John PittmanLPL Financial LLCWells Fargo Clearing Services, LLC$108-03-2018
George B Lee IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$19807-27-2018
Luke Austin MccaslinBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC07-20-2018
John Terrence DriscollPark Avenue Securities LLCWells Fargo Clearing Services, LLC$5006-29-2018
Ian Douglas MacclureRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-15-2018
James Robert WildmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-15-2018
David Jon BaerLPL Financial LLCWells Fargo Clearing Services, LLC$106-01-2018
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC$104-20-2018
King Sutton CavalierRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-17-2018
Mark Lee LileyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Nicole Marie GarzaReDefine Wealth Management, LLCWells Fargo Clearing Services, LLC01-30-2018
Jeffrey Stephen OlineRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-29-2018
Gerald Robert JonesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Ryan Michael HickeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-12-2018
Beth Joan KaufmanUnited Capital Financial AdvisersWells Fargo Clearing Services, LLC12-11-2017
William Ward GorabEdward JonesWells Fargo Clearing Services, LLC$10009-15-2017
Raymond Scott VanderwalLPL Financial LLCWells Fargo Clearing Services, LLC08-31-2017
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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