Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard E BlancoBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC01-05-2009
David William RommelmannRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-20-2009
Andrew Paton ButtrellRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2503-19-2009
Sandra Kay Donley-DugganMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC$20004-01-2009
William Lee ShellMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
Gary Hal PerlMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC04-01-2009
Alicia Louise WilsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-03-2009
James Edward GraciaKey Investment Services LLCWells Fargo Clearing Services, LLC05-04-2009
Scott William CoffeeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-08-2009
Howard Hughes Fry Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-08-2009
Christian Todd PevarnikSRS Capital Advisors, Inc.Wells Fargo Clearing Services, LLC05-18-2009
Holly Michelle BarowayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-29-2009
Eric Michael MayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-29-2009
James Melin WildayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-16-2009
Fred Carter WilliamsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-19-2009
Jonathan Mark LieberRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-19-2009
Linda Margaret UrickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2506-19-2009
Lori Ann GibbRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-23-2009
George Richard TammStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-29-2009
Julie Kay Lane-BockelmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-08-2009
Kenneth Richard JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-08-2009
James Steven GaveganMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-08-2009
Stephen Harvey CohenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10007-17-2009
Christopher Duane MedleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10007-20-2009
Thomas Edward MahoneyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-27-2009
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Showing 1 to 25 of 228 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.