Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ryan SmithNYLIFE Securities LLCWells Fargo Clearing Services, LLC12-09-2016
Alexander J. FalloonGWFS Equities, Inc.Wells Fargo Clearing Services, LLC07-10-2019
Alexandra Lauren SwansonCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC10-13-2014
Alice Margaret OlsenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10005-31-2013
Alicia Louise WilsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-03-2009
Andrew Austin RoitzTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC03-26-2018
Andrew Duane TorgersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-21-2014
Andrew Edsel WattsMorgan StanleyWells Fargo Clearing Services, LLC02-26-2013
Andrew KrantzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-15-2012
Andrew Paton ButtrellRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2503-19-2009
Ann Galvin ReKey Investment Services LLCWells Fargo Clearing Services, LLC10-12-2009
Anne Marie PerryFirst Financial Equity CorporationWells Fargo Clearing Services, LLC12-15-2014
Anthony A. CisnerosWaddell & ReedWells Fargo Clearing Services, LLC$1001-04-2016
Anthony F StedemRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$501-12-2018
Anthony Raymond PrzecheraLPL Financial LLCWells Fargo Clearing Services, LLC08-19-2011
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2018
Aric David GoodmanTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC06-03-2015
Arnold Alfred Dudley Jr.Robert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5008-28-2018
Barry Michael CroninThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC04-09-2020
Beth Joan KaufmanUnited Capital Financial AdvisersWells Fargo Clearing Services, LLC12-11-2017
Bobby Neil FosterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2020
Brandon Matthew KaneCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$1002-10-2016
Brian L. MurphyFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC05-11-2016
Brian Scott WhatleyPersonal Capital Advisors CorporationWells Fargo Clearing Services, LLC06-04-2014
Brian William BettermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-05-2018
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Showing 1 to 25 of 228 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.