Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore James SwensonCWM, LLCWestern Wealth Management LLC10-24-2018
Gary Stewart BedfordCambridge Investment Research, Inc.Western Wealth Management LLC$10004-24-2018
Darla Dustin DouglasIndependent Financial PartnersWestern Wealth Management LLC12-01-2017
Cain Benjamin KobertIndependent Financial PartnersWestern Wealth Management LLC11-30-2017
Glenn Wesley Frum Jr.Providence Capital Partners Inc.Western Wealth Management LLC04-27-2017
Mark Anzo TonelliIndependent Financial PartnersWestern Wealth Management LLC10-26-2016
Adam Lucas WadeWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Andrew David MillerWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Cain Benjamin KobertWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Darla Dustin DouglasWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Deborah Sue FrankWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Elizabeth Wilson AllbrittonWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Gary Alan MangelsdorfWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Gregory Scott JacksonWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Guillermo Davis AdameWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Kenneth Charles DuncanWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Mark Anzo TonelliWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Mark Jonathan FuhrmanWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
THEODORE JAMES SWENSONWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Tracy Renee TutagWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
WILLIAM JAMES FLEMING JRWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Joshua Paul NelsonCWM, LLCWestern Wealth Management LLC05-26-2016
Lucas Anthony CasarezCWM, LLCWestern Wealth Management LLC05-26-2016
Daniel David EllisLPL Financial LLCWestern Wealth Management LLC$10005-04-2016
Anthony John MirendaLPL Financial LLCWestern Wealth Management LLC04-29-2016
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.