Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn Lawrence RayJ.W. Cole Financial, Inc.World Group Securities, Inc.06-10-2009
Brian James LoiseauTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Christina M MartinezTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Mary Beth JensenTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Patricia L ArdernTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
Jared Michael SosaTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Agnes Carolyn MedinaTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kerri Leigh FarrenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Sean M. BazewiczTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Cheryl W. JensenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Marlow Lynn FeltonTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Michael Charles SiegTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
James Michael JansenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Edward LeeTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Richard Eugene WheelerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Felix Sherrard Lemarinel Jr.Transamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kimberly A. GrandinettiTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Ryan AllenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Sara YoungTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
George Mcferren Kiebler Jr.Transamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Jaime SamudioTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Michael BonfiglioTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Reed Armstrong MeyerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Gordon Ralph BakerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
David ManulaTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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