Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
Daniel Francis DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Robbie Lee MathesAllstate Financial Services, LLCOneAmerica Securities, Inc.01-17-2018
Alan Lavern GuntherAllstate Financial Services, LLCFBL Marketing Services, LLC10-03-2017
Thomas Daniel Formica Jr.Allstate Financial Services, LLCCountry Capital Management Company06-09-2017
Reed Rockwell HogueAllstate Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC06-07-2017
Seth Christopher LueraAllstate Financial Services, LLCNationwide Securities, LLC$10004-19-2017
Patrick Michael ConawayAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-17-2016
Rock Allen MirichAllstate Financial Services, LLCInvestment Centers of America, Inc.$10007-08-2016
Gregory Lee HowellAllstate Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC06-27-2016
Richard Paul KiedingerAllstate Financial Services, LLCRAA$1,00005-19-2016
James Carroll QuinnAllstate Financial Services, LLCPresidential Brokerage, Inc.02-18-2016
Stephen David BarrettAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.11-19-2015
Jeremy Blaine DixonAllstate Financial Services, LLCState Farm VP Management Corp.10-06-2015
Troy Kenneth VigilAllstate Financial Services, LLCClient One Securities LLC10-01-2015
Stephen Richard SmithAllstate Financial Services, LLCCetera Investment Advisers LLC08-25-2015
Sharon Luanne BrannonAllstate Financial Services, LLCMML Distributors, LLC06-12-2014
Daniel Barrett JensenAllstate Financial Services, LLCAXA Advisors, LLC04-21-2014
Kent Michael WeilageAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2014
Jeff Alan MartinAllstate Financial Services, LLCMutual Trust Co. of America Securities07-31-2013
Christopher John KinskyAllstate Financial Services, LLCWaddell & Reed$5003-11-2013
John Brandon BroderickAllstate Financial Services, LLCCambridge Investment Research, Inc.06-15-2011
Rachel Lea CostelloAllstate Financial Services, LLCState Farm VP Management Corp.$104-26-2011
Charles Eugene DavisAllstate Financial Services, LLCWaddell & Reed11-16-2010
Joshua David BenedictAllstate Financial Services, LLCNYLIFE Securities LLC$2504-09-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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