Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel F. DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Travis Scott TurnerAllstate Financial Services, LLCAllstate Financial Services, LLC03-11-2020
Lauri Bebe GorderAllstate Financial Services, LLCAllstate Financial Services, LLC03-24-2014
Lori Jane QuinataAllstate Financial Services, LLCAllstate Financial Services, LLC06-05-2013
Francis Giovanni De LemosAllstate Financial Services, LLCAXA Advisors, LLC07-19-2017
Daniel B. JensenAllstate Financial Services, LLCAXA Advisors, LLC04-21-2014
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
John Brandon BroderickAllstate Financial Services, LLCCambridge Investment Research, Inc.06-15-2011
Stephen Richard SmithAllstate Financial Services, LLCCetera Investment Advisers LLC$2508-25-2015
Brian Andrew MitchumAllstate Financial Services, LLCClient One Securities LLC12-06-2018
Troy Kenneth VigilAllstate Financial Services, LLCClient One Securities LLC10-01-2015
Thomas Daniel Formica Jr.Allstate Financial Services, LLCCountry Capital Management Company06-09-2017
Timothy Paul SchroederAllstate Financial Services, LLCEdward Jones02-08-2018
Amber M. SandhoffAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-22-2018
Patrick Michael ConawayAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-17-2016
Alan Lavern GuntherAllstate Financial Services, LLCFBL Marketing Services, LLC10-03-2017
Jason A. WoodardAllstate Financial Services, LLCFidelity Brokerage Services LLC03-18-2009
James Carroll QuinnAllstate Financial Services, LLCForta Financial Group, Inc.02-18-2016
Kirt Olin TaylorAllstate Financial Services, LLCHorace Mann Investors, Inc.01-03-2018
Rock Allen MirichAllstate Financial Services, LLCInvestment Centers of America, Inc.07-08-2016
Sharon Luanne BrannonAllstate Financial Services, LLCMML Distributors, LLC06-12-2014
Stephen David BarrettAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.11-19-2015
Jeff Alan MartinAllstate Financial Services, LLCMutual Trust Co. of America Securities07-31-2013
Michael Allan CummingsAllstate Financial Services, LLCNationwide Securities, LLC03-18-2009
Viki Lynn MannAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-29-2019
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.