Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason A. WoodardAllstate Financial Services, LLCFidelity Brokerage Services LLC03-18-2009
Michael Allan CummingsAllstate Financial Services, LLCNationwide Securities, LLC03-18-2009
Joshua David BenedictAllstate Financial Services, LLCNYLIFE Securities LLC04-09-2010
Charles Eugene DavisAllstate Financial Services, LLCWaddell & Reed11-16-2010
Rachel Lea CostelloAllstate Financial Services, LLCState Farm VP Management Corp.04-26-2011
John Brandon BroderickAllstate Financial Services, LLCCambridge Investment Research, Inc.06-15-2011
Christopher John KinskyAllstate Financial Services, LLCWaddell & Reed03-11-2013
Lori Jane QuinataAllstate Financial Services, LLCAllstate Financial Services, LLC06-05-2013
Jeff Alan MartinAllstate Financial Services, LLCMutual Trust Co. of America Securities07-31-2013
Kent Michael WeilageAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2014
Lauri Bebe GorderAllstate Financial Services, LLCAllstate Financial Services, LLC03-24-2014
Daniel B. JensenAllstate Financial Services, LLCAXA Advisors, LLC04-21-2014
Sharon Luanne BrannonAllstate Financial Services, LLCMML Distributors, LLC06-12-2014
Stephen Richard SmithAllstate Financial Services, LLCCetera Investment Advisers LLC$2508-25-2015
Troy Kenneth VigilAllstate Financial Services, LLCClient One Securities LLC10-01-2015
Jeremy B. DixonAllstate Financial Services, LLCState Farm VP Management Corp.10-06-2015
Stephen David BarrettAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.11-19-2015
James Carroll QuinnAllstate Financial Services, LLCForta Financial Group, Inc.02-18-2016
Richard Paul KiedingerAllstate Financial Services, LLCRetirement Advisors of America05-19-2016
Gregory Lee HowellAllstate Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC06-27-2016
Rock Allen MirichAllstate Financial Services, LLCInvestment Centers of America, Inc.07-08-2016
Patrick Michael ConawayAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-17-2016
Reed Rockwell HogueAllstate Financial Services, LLCTIAA-CREF Individual & Institutional Services, LLC06-07-2017
Thomas Daniel Formica Jr.Allstate Financial Services, LLCCountry Capital Management Company06-09-2017
Francis Giovanni De LemosAllstate Financial Services, LLCAXA Advisors, LLC07-19-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.