Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George B Lee IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$19807-27-2018
Jerry Leon GruberAmeriprise Financial Services, Inc.DFPG Investments, Inc.05-25-2018
Don A WilliamsAmeriprise Financial Services, Inc.Signator Investors, Inc.02-02-2018
Nicholas Damon KrenzAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$104-26-2017
Craig S ConnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-17-2017
Stacia Marie SchumacherAmeriprise Financial Services, Inc.MetLife Securities Inc.$10011-04-2016
Tierney Erin ZiebelmanAmeriprise Financial Services, Inc.MetLife Securities Inc.11-04-2016
Thomas William KautzAmeriprise Financial Services, Inc.MetLife Securities Inc.09-01-2016
Bruce Wayne SquiresAmeriprise Financial Services, Inc.MetLife Securities Inc.08-31-2016
George Wendell HamiltonAmeriprise Financial Services, Inc.MetLife Securities Inc.08-31-2016
Seth Seth HamiltonAmeriprise Financial Services, Inc.MetLife Securities Inc.08-31-2016
Tena Lucille KautzAmeriprise Financial Services, Inc.MetLife Securities Inc.$5008-31-2016
Mark Allen BarrandAmeriprise Financial Services, Inc.Cetera Advisors LLC$5007-29-2016
James Joseph ObrienAmeriprise Financial Services, Inc.Cetera Advisors LLC$15007-15-2016
Dan Easterly SwensonAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-05-2016
Mark William NelsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-04-2015
Jeremy Lee DavisAmeriprise Financial Services, Inc.Cetera Advisors LLC$2512-03-2015
John Leland DavisAmeriprise Financial Services, Inc.Cetera Advisors LLC$28012-03-2015
Lance Mattingly LarkinAmeriprise Financial Services, Inc.Cetera Advisors LLC12-03-2015
Nolan Winston PowersAmeriprise Financial Services, Inc.Waddell & Reed10-23-2015
Randolph William George Jr.Ameriprise Financial Services, Inc.Waddell & Reed10-23-2015
Elise-Ariana H AndersonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2015
Patrick Domenic LeoneAmeriprise Financial Services, Inc.Investment Planners, Inc.07-24-2015
Ryan David AhlstromAmeriprise Financial Services, Inc.OneAmerica Securities, Inc.06-09-2015
Ronald Seth AranowAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-28-2015
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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