Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew P. WitherowAmeriprise Financial Services, Inc.ATEL Securities Corporation07-03-2018
Stephen Walter WrightAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.$25006-29-2012
Kenneth Wayne White Jr.Ameriprise Financial Services, Inc.Avantax Investment Services, Inc.06-29-2012
Nicole Leigh MayAmeriprise Financial Services, Inc.AXA Advisors, LLC09-07-2012
Richard Peter SteigerwaldAmeriprise Financial Services, Inc.AXA Advisors, LLC06-04-2010
Andrew Ryan SundetAmeriprise Financial Services, Inc.Black Creek Capital Markets, LLC10-10-2013
Mark Allen BarrandAmeriprise Financial Services, Inc.Cetera Advisors LLC$50007-29-2016
James Joseph O'BrienAmeriprise Financial Services, Inc.Cetera Advisors LLC$50007-15-2016
John Leland DavisAmeriprise Financial Services, Inc.Cetera Advisors LLC$15012-03-2015
Jeremy Lee DavisAmeriprise Financial Services, Inc.Cetera Advisors LLC$25012-03-2015
Lance Mattingly LarkinAmeriprise Financial Services, Inc.Cetera Advisors LLC12-03-2015
Zoe Emma WhitmoreAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.$25002-08-2012
Thomas Vincent O'DonnellAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$50005-01-2009
Mark Gerald SikorskiAmeriprise Financial Services, Inc.D.A. Davidson & Co.$25001-04-2010
Jerry Leon GruberAmeriprise Financial Services, Inc.DFPG Investments, LLC$25005-25-2018
Alexandra Nicole AitkenAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC04-03-2018
Ali K. YousafAmeriprise Financial Services, Inc.First Allied Securities, Inc.$15003-08-2011
James Dell MontgomeryAmeriprise Financial Services, Inc.Horace Mann Investors, Inc.10-10-2018
Patrick Domenic LeoneAmeriprise Financial Services, Inc.Investment Planners, Inc.07-24-2015
Chad DysonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$50003-16-2018
Craig S ConnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-17-2017
Terry Eugene BevanAmeriprise Financial Services, Inc.Janus Henderson Distributors11-12-2012
Matthew Grant GehringAmeriprise Financial Services, Inc.Janus Henderson Distributors$10010-07-2010
Michael ColemanAmeriprise Financial Services, Inc.LPL Financial LLC$5803-02-2017
Jonathan SkorichAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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