Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley Alan BensonAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Stewart Lasher StothoffAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brian David OrinickAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kevin Lewis KuntzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kenneth Eric SwopeAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Daniel Brian SchultzAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Mark Gerald SikorskiAmeriprise Financial Services, Inc.D.A. Davidson & Co.$5001-04-2010
Brandy Shera MerriamAmeriprise Financial Services, Inc.Presidential Brokerage, Inc.$1003-19-2010
Terrance Leo Erbert, Michael William Malarney Jr.Ameriprise Financial Services, Inc.Morgan Stanley08-27-2010
Paul Peter BeninatiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5010-15-2010
Ali K. YousafAmeriprise Financial Services, Inc.First Allied Securities, Inc.$15003-08-2011
Paul Michael CucciAmeriprise Financial Services, Inc.Morgan Stanley09-30-2011
Rhonda WagnerAmeriprise Financial Services, Inc.Morgan Stanley$2510-14-2011
Harry Scott KoplarAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-11-2011
Daniel Kit LassenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-11-2011
Patrick Henry JanssenAmeriprise Financial Services, Inc.Morgan Stanley$1001-09-2012
Zoe Emma WhitmoreAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.02-08-2012
Michelle Elizabeth DockterAmeriprise Financial Services, Inc.T. Rowe Price Investment Services, Inc.03-21-2012
Stephen Walter WrightAmeriprise Financial Services, Inc.HD Vest Investment Services$2506-29-2012
Larry L HubbardAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-06-2012
Nicole Leigh MayAmeriprise Financial Services, Inc.AXA Advisors, LLC09-07-2012
Terry Eugene BevanAmeriprise Financial Services, Inc.Janus Distributors LLC11-12-2012
Alice Margaret OlsenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-31-2013
Ellen Stephens OlsenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-04-2013
Susan Marie ElliottAmeriprise Financial Services, Inc.Securian Financial Services, Inc.08-02-2013
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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