Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin David AndersonAmeriprise Financial Services, LLCEdward Jones03-27-2020
Jonathan SkorichAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Chad HeberlyAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated06-21-2019
Richard Paul GongorekAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00010-19-2018
James Dell MontgomeryAmeriprise Financial Services, LLCHorace Mann Investors, Inc.10-10-2018
George B Lee IIIAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$19807-27-2018
Fajkon Frank DjonbalajAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5007-27-2018
Andrew P. WitherowAmeriprise Financial Services, LLCATEL Securities Corporation07-03-2018
Jerry Leon GruberAmeriprise Financial Services, LLCDFPG Investments, LLC$2505-25-2018
Bridget Corien LozanoAmeriprise Financial Services, LLCMorgan Stanley05-25-2018
Alexandra Nicole AitkenAmeriprise Financial Services, LLCFidelity Brokerage Services LLC04-03-2018
Chad DysonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5003-16-2018
Don A. WilliamsAmeriprise Financial Services, LLCSignator Investors, Inc.$5002-02-2018
Roger Deveney DaelAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC01-17-2018
Joel Michael SchwartzAmeriprise Financial Services, LLCFidelity Brokerage Services LLC09-20-2017
Charles Vincent Greco IIAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$5008-09-2017
Nicholas Damon KrenzAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$1004-26-2017
Craig S ConnerAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC02-17-2017
Stacia Marie SchumacherAmeriprise Financial Services, LLCMetLife Securities Inc.11-04-2016
Tierney Erin ZiebelmanAmeriprise Financial Services, LLCMetLife Securities Inc.11-04-2016
Thomas William KautzAmeriprise Financial Services, LLCMetLife Securities Inc.09-01-2016
George Wendell HamiltonAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
Bruce Wayne SquiresAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
Tena Lucille KautzAmeriprise Financial Services, LLCMetLife Securities Inc.$5008-31-2016
Seth HamiltonAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.