Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Gerald SikorskiAmeriprise Financial Services, LLCD.A. Davidson & Co.$4901-04-2010
Brandy Shera MerriamAmeriprise Financial Services, LLCForta Financial Group, Inc.03-19-2010
Terrance Leo ErbertAmeriprise Financial Services, LLCMorgan Stanley08-27-2010
Michael William Malarney JrAmeriprise Financial Services, LLCMorgan Stanley08-27-2010
Paul Peter BeninatiAmeriprise Financial Services, LLCUBS Financial Services Inc.$5010-15-2010
Ali K YousafAmeriprise Financial Services, LLCFirst Allied Securities, Inc.03-08-2011
Paul Michael CucciAmeriprise Financial Services, LLCMorgan Stanley09-30-2011
Rhonda WagnerAmeriprise Financial Services, LLCMorgan Stanley$2510-14-2011
Harry Scott KoplarAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-11-2011
Daniel Kit LassenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-11-2011
Todd Bradley DoleshalAmeriprise Financial Services, LLCSecurian Financial Services, Inc.01-03-2012
Zoe Emma WhitmoreAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$2502-08-2012
Michelle Elizabeth DockterAmeriprise Financial Services, LLCT. Rowe Price Investment Services, Inc.03-21-2012
Stephen Walter WrightAmeriprise Financial Services, LLCAvantax Investment Services, Inc.06-29-2012
Larry L HubbardAmeriprise Financial Services, LLCUBS Financial Services Inc.$10007-06-2012
Nicole Leigh May MsAmeriprise Financial Services, LLCEquitable Advisors, LLC09-07-2012
Bryan David SansonAmeriprise Financial Services, LLCTD Ameritrade Investment Management, LLC10-17-2012
Terry BevanAmeriprise Financial Services, LLCJanus Henderson Distributors11-12-2012
Alice Margaret OlsenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10005-31-2013
Susan Marie ElliottAmeriprise Financial Services, LLCSecurian Financial Services, Inc.08-02-2013
Wesley Gerald ZepelinAmeriprise Financial Services, LLCSecurian Financial Services, Inc.08-02-2013
Bradley L HensleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-16-2013
Robert Joseph SikorskiAmeriprise Financial Services, LLCPruco Securities, LLC.02-19-2014
Nicholas Alexander AndersonAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-02-2014
Ronald Seth AranowAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-28-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.