Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Daniel BengtsonAmeriprise Financial Services, LLCLPL Financial LLC09-11-2020
Jonathan SkorichAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Chad Allen HeberlyAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated06-21-2019
Andrew Phillip WitherowAmeriprise Financial Services, LLCATEL Securities Corporation07-03-2018
Bridget Corien LozanoAmeriprise Financial Services, LLCMorgan Stanley05-25-2018
Roger Deveney DaelAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC01-17-2018
Joel Michael SchwartzAmeriprise Financial Services, LLCFidelity Brokerage Services LLC09-20-2017
Nicholas Damon KrenzAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.04-26-2017
Tierney Erin ZiebelmanAmeriprise Financial Services, LLCMetLife Securities Inc.11-04-2016
Thomas William KautzAmeriprise Financial Services, LLCMetLife Securities Inc.09-01-2016
Tena Lucille KautzAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
W Seth HamiltonAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
Mark Allen BarrandAmeriprise Financial Services, LLCCetera Advisors LLC07-29-2016
Ryan David AhlstromAmeriprise Financial Services, LLCOneAmerica Securities, Inc.06-09-2015
Ronald Seth AranowAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-28-2015
Nicholas Alexander AndersonAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-02-2014
Robert Joseph SikorskiAmeriprise Financial Services, LLCPruco Securities, LLC.02-19-2014
Bradley L HensleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-16-2013
Susan Marie ElliottAmeriprise Financial Services, LLCSecurian Financial Services, Inc.08-02-2013
Wesley Gerald ZepelinAmeriprise Financial Services, LLCSecurian Financial Services, Inc.08-02-2013
Terry BevanAmeriprise Financial Services, LLCJanus Henderson Distributors11-12-2012
Bryan David SansonAmeriprise Financial Services, LLCTD Ameritrade Investment Management, LLC10-17-2012
Nicole Leigh May MsAmeriprise Financial Services, LLCEquitable Advisors, LLC09-07-2012
Stephen Walter WrightAmeriprise Financial Services, LLCAvantax Investment Services, Inc.06-29-2012
Michelle Elizabeth DockterAmeriprise Financial Services, LLCT. Rowe Price Investment Services, Inc.03-21-2012
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.