Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd David BranishBBVA Securities Inc.Pruco Securities, LLC.11-19-2019
Edward Anthony Montanez Jr.BBVA Securities Inc.NYLIFE Securities LLC10-24-2019
Robert Edwin HellerBBVA Securities Inc.Charles Schwab & Co., Inc.09-30-2019
Anthony Frank CianoBBVA Securities Inc.Key Investment Services LLC04-03-2019
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
Julie Michelle MillerBBVA Securities Inc.Kestra Investment Services, LLC$10010-05-2018
Jeremy Shea ThompsonBBVA Securities Inc.TIAA-CREF Individual & Institutional Services, LLC10-02-2018
Kevin G. SudderthBBVA Securities Inc.Jackson National Life Distributors LLC07-12-2018
Alexander Christian AnttilaBBVA Securities Inc.Waddell & Reed02-13-2018
Brett J. LampeBBVA Securities Inc.GWFS Equities, Inc.11-27-2017
Jason J. SteeleBBVA Securities Inc.Thrivent Investment Management Inc.$10007-14-2017
Kevin Vance CharlifueBBVA Securities Inc.Fidelity Brokerage Services LLC06-16-2017
Alan Michael RomeroBBVA Securities Inc.AXA Advisors, LLC$62006-06-2017
William Rodrick CarrilloBBVA Securities Inc.BancWest Investment Services, Inc.$15003-11-2016
Stephen Richard SmithBBVA Securities Inc.Allstate Financial Services, LLC$25002-12-2016
Jeff June ChoiBBVA Securities Inc.Cambridge Investment Research, Inc.11-19-2015
Barry Carson EllerBBVA Securities Inc.Voya Financial Advisors, Inc.08-07-2015
Jamie Suzanne EwartBBVA Securities Inc.Farmers Financial Solutions, LLC06-25-2015
Tommy Neal Bradford Jr.BBVA Securities Inc.J.P. Morgan Securities LLC06-24-2015
Chris R. CounceBBVA Securities Inc.BancWest Investment Services, Inc.02-20-2015
Megan T LameratoBBVA Securities Inc.J.P. Morgan Securities LLC12-16-2014
Sharon Koch HananyBBVA Securities Inc.Advised Assets Group, LLC$50006-01-2014
Michael Corey KatzBBVA Securities Inc.Vantage Financial Group, Inc.$15009-03-2013

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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