Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Scott BergBancWest Investment Services, Inc.Cambridge Investment Research, Inc.08-14-2015
Paul Anthony TorresBancWest Investment Services, Inc.Curian Clearing, LLC06-25-2015
Jessica Elisabeth BeckBancWest Investment Services, Inc.CUSO Financial Services, L.P.02-22-2016
Lori Megan MizushimaBancWest Investment Services, Inc.Edward Jones10-04-2010
Derek Paul SubotickiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC09-14-2018
Matthew William BenzBancWest Investment Services, Inc.Fidelity Brokerage Services LLC06-02-2015
Clayton Harvey RiddellBancWest Investment Services, Inc.GWFS Equities, Inc.01-09-2015
Michael Allen RobbBancWest Investment Services, Inc.J.P. Morgan Securities LLC01-06-2017
Jill D. Pedicord PetersonBancWest Investment Services, Inc.J.P. Morgan Securities LLC07-12-2011
Tabrenia Lynn DavidsonBancWest Investment Services, Inc.Key Investment Services LLC09-21-2011
Gabriel DibildoxBancWest Investment Services, Inc.LPL Financial LLC$5004-29-2016
Carlos Sergio Torres NegronBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Mark David LevineBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Gregory Cooling Muir Jr.BancWest Investment Services, Inc.Northwestern Mutual Investment Services, LLC08-14-2015
Jorin Garrick BaleBancWest Investment Services, Inc.Symetra Investment Services, Inc.06-06-2011
Ian Robert YarberryBancWest Investment Services, Inc.T. Rowe Price Investment Services, Inc.01-09-2015
Richard Francis DonnellyBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC01-02-2015
Thomas Kent HurdBancWest Investment Services, Inc.Thrivent Investment Management Inc.04-07-2015
David Robert SeuferBancWest Investment Services, Inc.Transamerica Financial Advisors, Inc07-26-2011
Ben Dean TorrezBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.05-18-2016
James Joseph BeaupreBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.10-18-2012
Amy Lynne ShroffBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.08-16-2011
Randy Ray Van WinkleBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.08-16-2011
Christopher R. PoseyBancWest Investment Services, Inc.UBS Financial Services Inc.03-17-2009
Jeffrey Joseph KopinaBancWest Investment Services, Inc.VALIC Financial Advisors, Inc.$101-26-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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