Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Patrick KlineBancWest Investment Services, Inc.Dodds Wealth Management Group02-20-2020
Oscar CortesBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-26-2019
Matthew Fielding MarshBancWest Investment Services, Inc.Dynasty Wealth Management, LLC$110-28-2019
Glen Joseph BoucherBancWest Investment Services, Inc.TD Ameritrade, Inc.04-02-2019
Jacob Andrew GolterBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-27-2019
Nicholas Aaron ScottBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2019
Tyler ClineBancWest Investment Services, Inc.Key Investment Services LLC12-13-2018
Jordan Albert QuinnBancWest Investment Services, Inc.Personal Capital Advisors Corporation11-02-2018
Derek Paul SubotickiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC09-14-2018
Luke Austin McCaslinBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC07-20-2018
Carlos S. Torres-NegronBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Nesochi J. AzubuikeBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-02-2018
Jeffrey Joseph KopinaBancWest Investment Services, Inc.VALIC Financial Advisors, Inc.$101-26-2018
Joyce Mueni LelloBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC01-02-2018
Crystal Lynn BettermanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-18-2017
Michael Allen RobbBancWest Investment Services, Inc.J.P. Morgan Securities LLC01-06-2017
Ben D Dean TorrezBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.05-18-2016
Gabriel DibildoxBancWest Investment Services, Inc.LPL Financial LLC04-29-2016
Jessica Elisabeth BeckBancWest Investment Services, Inc.CUSO Financial Services, L.P.02-22-2016
Nathan VandasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC12-03-2015
Jeffrey Scott BergBancWest Investment Services, Inc.Cambridge Investment Research, Inc.08-14-2015
Juke C Muir Jr.BancWest Investment Services, Inc.Northwestern Mutual Investment Services, LLC08-14-2015
Paul Anthony TorresBancWest Investment Services, Inc.Curian Clearing, LLC$1006-25-2015
Matthew William BenzBancWest Investment Services, Inc.Strategic Advisers LLC06-02-2015
Thomas Kent HurdBancWest Investment Services, Inc.Thrivent Investment Management Inc.04-07-2015
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.