Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Gary Stewart BedfordCambridge Investment Research, Inc.Western Wealth Management LLC$10004-24-2018
Warren Woodrow Church Jr.Cambridge Investment Research, Inc.Waddell & Reed12-08-2017
Merle Frederick Lynch Jr.Cambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Constance Olga PappasCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Travis Jonathon WhitakerCambridge Investment Research, Inc.Ameritas Investment Corp.09-13-2017
Stan Carroll EmeryCambridge Investment Research, Inc.Navigation Wealth Management09-01-2017
Ronald E RogersCambridge Investment Research, Inc.C C F Investments, Inc.$105-24-2017
William Austin HammerCambridge Investment Research, Inc.Cetera Advisors LLC$105-01-2017
Denise Anne Calkins - YoungquistCambridge Investment Research, Inc.Summit Brokerage Services, Inc.03-02-2017
Mitchal Dion O'HareCambridge Investment Research, Inc.Signator Investors, Inc.$2509-01-2016
Sharon Koch HananyCambridge Investment Research, Inc.BBVA Securities Inc.08-01-2016
Carlie Jane RansomCambridge Investment Research, Inc.Principal Securities, Inc.07-18-2016
Laura Ann BickelCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-24-2016
Steven Lee White Jr.Cambridge Investment Research, Inc.Mutual of Omaha Investor Services, Inc.05-17-2016
Lisa Anne JohnsonCambridge Investment Research, Inc.Questar Capital Corporation05-02-2016
Janet M FieldmanCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc03-24-2016
Scott Robert HollowayCambridge Investment Research, Inc.UBS Financial Services Inc.03-07-2016
Jeffrey PhilippeCambridge Investment Research, Inc.AXA Advisors, LLC03-01-2016
Alfred Bingham SchulerCambridge Investment Research, Inc.National Securities Corporation10-07-2015
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Andrew Richard KnappCambridge Investment Research, Inc.AXA Advisors, LLC06-10-2015
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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