Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$1005-20-2019
Laura Ann BickelCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-24-2016
Travis Jonathan WhitakerCambridge Investment Research, Inc.Ameritas Investment Company, LLC09-13-2017
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Andrew R. KnappCambridge Investment Research, Inc.AXA Advisors, LLC06-10-2015
Randal Todd PetrilliCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
James Paul Wertz Jr.Cambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
Sharon Koch HananyCambridge Investment Research, Inc.BBVA Securities Inc.08-01-2016
Ronald E RogersCambridge Investment Research, Inc.C C F Investments, Inc.05-24-2017
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
James Ellis KoenigCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
William Austin HammerCambridge Investment Research, Inc.Cetera Advisors LLC05-01-2017
David Jesse GershwinCambridge Investment Research, Inc.Cetera Advisors LLC12-18-2009
Emily Ann MessegeeCambridge Investment Research, Inc.Charles Schwab & Co., Inc.04-22-2013
Mark A. Ballenger IICambridge Investment Research, Inc.Charles Schwab & Co., Inc.11-01-2009
Steven T. EwenCambridge Investment Research, Inc.Client One Securities LLC08-26-2019
Bruce Ernest VermeulenCambridge Investment Research, Inc.Commonwealth Financial Network$2511-09-2010
Roy William NessCambridge Investment Research, Inc.Financial West Group$2501-03-2011
Jaclyn Lee RamaleyCambridge Investment Research, Inc.First Allied Advisory Services, Inc.07-31-2013
Larry Michael WaltonCambridge Investment Research, Inc.First Allied Advisory Services, Inc.07-31-2013
Dennis Charles ClarkCambridge Investment Research, Inc.First Allied Securities, Inc.$2508-01-2011
Brian Hayden JohnsonCambridge Investment Research, Inc.First Financial Equity Corporation$5012-03-2014
Joseph Edward StrakaCambridge Investment Research, Inc.First National Capital Markets10-18-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.