Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Travis Jonathan WhitakerCambridge Investment Research, Inc.Ameritas Investment Corp.09-13-2017
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Randal Todd PetrilliCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
Ronald E RogersCambridge Investment Research, Inc.C C F Investments, Inc.05-24-2017
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
William Austin HammerCambridge Investment Research, Inc.Cetera Advisors LLC05-01-2017
Steven T. EwenCambridge Investment Research, Inc.Client One Securities, LLC08-26-2019
Steven T. EwenCambridge Investment Research, Inc.Client One Securities, LLC08-26-2019
Bruce Ernest VermeulenCambridge Investment Research, Inc.Commonwealth Financial Network$2511-09-2010
Jaclyn Lee RamaleyCambridge Investment Research, Inc.First Allied Securities, Inc.07-31-2013
Larry Michael WaltonCambridge Investment Research, Inc.First Allied Securities, Inc.07-31-2013
Brian Hayden JohnsonCambridge Investment Research, Inc.First Financial Equity Corporation$5012-03-2014
Joseph Edward StrakaCambridge Investment Research, Inc.First National Capital Markets10-18-2010
Rice E. BrownCambridge Investment Research, Inc.Fortune Financial Services, Inc.$5009-16-2019
Rice E. BrownCambridge Investment Research, Inc.Fortune Financial Services, Inc.$5009-16-2019
Shane Maurice ChavezCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Merle Frederick Lynch Jr.Cambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Michael Allyn PoteCambridge Investment Research, Inc.LPL Financial LLC$1001-02-2015
James Marc PrestonCambridge Investment Research, Inc.LPL Financial LLC04-16-2014
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
Ann Holland StewartCambridge Investment Research, Inc.Money Concepts Capital Corp04-30-2014
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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