Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Lyle TorrezCambridge Investment Research, Inc.RMIN Securities, Inc.$5001-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC$15001-02-2009
Jamie SwanbomCambridge Investment Research, Inc.RMIN Securities, Inc.$3701-02-2009
Michael Dean BerryCambridge Investment Research, Inc.SagePoint Financial, Inc.$5001-20-2009
Linda Ann Eden-WallaceCambridge Investment Research, Inc.SagePoint Financial, Inc.01-20-2009
Steven Andrew KletterCambridge Investment Research, Inc.Mutual Service Corporation07-27-2009
Dale Lee AndersonCambridge Investment Research, Inc.Mutual Service Corporation$2508-20-2009
Michelle M OnodaCambridge Investment Research, Inc.Long Grove Trading Co.08-28-2009
Bruce Ernest VermeulenCambridge Investment Research, Inc.Commonwealth Financial Network11-09-2010
Roy William NessCambridge Investment Research, Inc.Financial West Group$5001-03-2011
Dennis Charles ClarkCambridge Investment Research, Inc.First Allied Securities, Inc.$2508-01-2011
Randal Todd PetrilliCambridge Investment Research, Inc.Equitable Advisors, LLC$2506-01-2012
James Henry SaulnierCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5009-06-2012
Scott Douglas TschappatCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$5011-12-2012
Steve Blake AllenderCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-12-2012
Charles Macdonald Kerr IVCambridge Investment Research, Inc.LPL Financial LLC$2501-17-2013
Alan Christy DoyleCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner04-01-2013
Philip Dean NevilleCambridge Investment Research, Inc.1ST Global Advisors Inc06-17-2013
Diane Lynn AlexanderCambridge Investment Research, Inc.1st Global Capital Corp.$1206-17-2013
Daniel Elton BurnettCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2013
Ty Jeremy BaileyCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2013
Jaclyn Lee RamaleyCambridge Investment Research, Inc.First Allied Advisory Services, Inc.07-31-2013
Larry Michael WaltonCambridge Investment Research, Inc.First Allied Advisory Services, Inc.07-31-2013
Sergio Gonzalez AlcazarCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-14-2013
James Eugene FinkleCambridge Investment Research, Inc.ProEquities, Inc.11-18-2013
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.