Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ellis KoenigCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Samuel Lyle TorrezCambridge Investment Research, Inc.RMIN Securities, Inc.01-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Jamie SwanbomCambridge Investment Research, Inc.RMIN Securities, Inc.$2501-02-2009
Michael Dean BerryCambridge Investment Research, Inc.SagePoint Financial, Inc.$1001-20-2009
Linda Ann Eden-WallaceCambridge Investment Research, Inc.SagePoint Financial, Inc.$5001-20-2009
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Steven Andrew KletterCambridge Investment Research, Inc.Mutual Service Corporation$1007-27-2009
John Graham TewksburyCambridge Investment Research, Inc.Mutual Service Corporation08-19-2009
Mark A. Ballenger IICambridge Investment Research, Inc.Charles Schwab & Co., Inc.11-01-2009
David Jesse GershwinCambridge Investment Research, Inc.Cetera Advisors LLC12-18-2009
Eric Lee ReatazaCambridge Investment Research, Inc.Nationwide Securities, LLC07-16-2010
John Kenneth BrownCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-23-2010
Harry Kevin VolantCambridge Investment Research, Inc.Nationwide Securities, LLC08-02-2010
Lonna DavisCambridge Investment Research, Inc.Questar Capital Corporation10-01-2010
Joseph Edward StrakaCambridge Investment Research, Inc.First National Capital Markets10-18-2010
Robert Fred LauCambridge Investment Research, Inc.LPL Financial LLC$2511-05-2010
Bruce Ernest VermeulenCambridge Investment Research, Inc.Commonwealth Financial Network$2511-09-2010
Roy William NessCambridge Investment Research, Inc.Financial West Group$2501-03-2011
Danny Joe TaylorCambridge Investment Research, Inc.Symetra Investment Services, Inc.$1004-19-2011
Dennis Charles ClarkCambridge Investment Research, Inc.First Allied Securities, Inc.$2508-01-2011
Joel Phillip KarbanCambridge Investment Research, Inc.LPL Financial LLC08-19-2011
David Walter MillerCambridge Investment Research, Inc.Securities America, Inc.10-21-2011
Randal Todd PetrilliCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
James Paul Wertz Jr.Cambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.