Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2020)
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Samuel Lyle Torrez | Cambridge Investment Research, Inc. | RMIN Securities, Inc. | $50 | 01-02-2009 |
| Harry Phillip Goodwin | Cambridge Investment Research, Inc. | Cetera Advisor Networks LLC | $150 | 01-02-2009 |
| Jamie Swanbom | Cambridge Investment Research, Inc. | RMIN Securities, Inc. | $37 | 01-02-2009 |
| Michael Dean Berry | Cambridge Investment Research, Inc. | SagePoint Financial, Inc. | $50 | 01-20-2009 |
| Linda Ann Eden-Wallace | Cambridge Investment Research, Inc. | SagePoint Financial, Inc. | — | 01-20-2009 |
| Steven Andrew Kletter | Cambridge Investment Research, Inc. | Mutual Service Corporation | — | 07-27-2009 |
| Dale Lee Anderson | Cambridge Investment Research, Inc. | Mutual Service Corporation | $25 | 08-20-2009 |
| Michelle M Onoda | Cambridge Investment Research, Inc. | Long Grove Trading Co. | — | 08-28-2009 |
| Bruce Ernest Vermeulen | Cambridge Investment Research, Inc. | Commonwealth Financial Network | — | 11-09-2010 |
| Roy William Ness | Cambridge Investment Research, Inc. | Financial West Group | $50 | 01-03-2011 |
| Dennis Charles Clark | Cambridge Investment Research, Inc. | First Allied Securities, Inc. | $25 | 08-01-2011 |
| Randal Todd Petrilli | Cambridge Investment Research, Inc. | Equitable Advisors, LLC | $25 | 06-01-2012 |
| James Henry Saulnier | Cambridge Investment Research, Inc. | Cetera Advisor Networks LLC | $50 | 09-06-2012 |
| Scott Douglas Tschappat | Cambridge Investment Research, Inc. | Woodbury Financial Services, Inc. | $50 | 11-12-2012 |
| Steve Blake Allender | Cambridge Investment Research, Inc. | Woodbury Financial Services, Inc. | — | 11-12-2012 |
| Charles Macdonald Kerr IV | Cambridge Investment Research, Inc. | LPL Financial LLC | $25 | 01-17-2013 |
| Alan Christy Doyle | Cambridge Investment Research, Inc. | United Planners' Financial Services of America A Limited Partner | — | 04-01-2013 |
| Philip Dean Neville | Cambridge Investment Research, Inc. | 1ST Global Advisors Inc | — | 06-17-2013 |
| Diane Lynn Alexander | Cambridge Investment Research, Inc. | 1st Global Capital Corp. | $12 | 06-17-2013 |
| Daniel Elton Burnett | Cambridge Investment Research, Inc. | Cetera Advisor Networks LLC | — | 07-01-2013 |
| Ty Jeremy Bailey | Cambridge Investment Research, Inc. | Cetera Advisor Networks LLC | — | 07-01-2013 |
| Jaclyn Lee Ramaley | Cambridge Investment Research, Inc. | First Allied Advisory Services, Inc. | — | 07-31-2013 |
| Larry Michael Walton | Cambridge Investment Research, Inc. | First Allied Advisory Services, Inc. | — | 07-31-2013 |
| Sergio Gonzalez Alcazar | Cambridge Investment Research, Inc. | Woodbury Financial Services, Inc. | — | 11-14-2013 |
| James Eugene Finkle | Cambridge Investment Research, Inc. | ProEquities, Inc. | — | 11-18-2013 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
