Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Lyle TorrezCambridge Investment Research, Inc.RMIN Securities, Inc.01-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Steven Andrew KletterCambridge Investment Research, Inc.Mutual Service Corporation$1007-27-2009
Eric Lee ReatazaCambridge Investment Research, Inc.Nationwide Securities, LLC07-16-2010
Joseph Edward StrakaCambridge Investment Research, Inc.First National Capital Markets10-18-2010
Bruce Ernest VermeulenCambridge Investment Research, Inc.Commonwealth Financial Network$2511-09-2010
Danny Joe TaylorCambridge Investment Research, Inc.Symetra Investment Services, Inc.$1004-19-2011
David Walter MillerCambridge Investment Research, Inc.Securities America, Inc.10-21-2011
Randal Todd PetrilliCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
Scott Douglas TschappatCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10011-12-2012
Steve Blake AllenderCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$1011-12-2012
Jaclyn Lee RamaleyCambridge Investment Research, Inc.First Allied Securities, Inc.07-31-2013
Larry Michael WaltonCambridge Investment Research, Inc.First Allied Securities, Inc.07-31-2013
Sergio Gonzalez AlcazarCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-14-2013
James Eugene FinkleCambridge Investment Research, Inc.ProEquities, Inc.11-18-2013
Jon Clair BoydCambridge Investment Research, Inc.ProEquities, Inc.11-19-2013
Paul Joseph RoweCambridge Investment Research, Inc.ProEquities, Inc.01-02-2014
James Marc PrestonCambridge Investment Research, Inc.LPL Financial LLC04-16-2014
Ann Holland StewartCambridge Investment Research, Inc.Money Concepts Capital Corp04-30-2014
Walter Heidenreich IIICambridge Investment Research, Inc.Pruco Securities, LLC.08-15-2014
Cheryl Pamela HedgesCambridge Investment Research, Inc.ProEquities, Inc.$15008-22-2014
Todd Anthony MorrisCambridge Investment Research, Inc.Teckmeyer Financial Services, L.L.C.$2509-16-2014
Brian Hayden JohnsonCambridge Investment Research, Inc.First Financial Equity Corporation$5012-03-2014
Michael Allyn PoteCambridge Investment Research, Inc.LPL Financial LLC$1001-02-2015
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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