Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Samuel Lyle Torrez | Cambridge Investment Research, Inc. | RMIN Securities, Inc. | — | 01-02-2009 |
| Harry Phillip Goodwin | Cambridge Investment Research, Inc. | Cetera Advisor Networks LLC | — | 01-02-2009 |
| Patricia Ellyn Murray | Cambridge Investment Research, Inc. | LPL Financial LLC | — | 05-01-2009 |
| Steven Andrew Kletter | Cambridge Investment Research, Inc. | Mutual Service Corporation | $10 | 07-27-2009 |
| Eric Lee Reataza | Cambridge Investment Research, Inc. | Nationwide Securities, LLC | — | 07-16-2010 |
| Joseph Edward Straka | Cambridge Investment Research, Inc. | First National Capital Markets | — | 10-18-2010 |
| Bruce Ernest Vermeulen | Cambridge Investment Research, Inc. | Commonwealth Financial Network | $25 | 11-09-2010 |
| Danny Joe Taylor | Cambridge Investment Research, Inc. | Symetra Investment Services, Inc. | $10 | 04-19-2011 |
| David Walter Miller | Cambridge Investment Research, Inc. | Securities America, Inc. | — | 10-21-2011 |
| Randal Todd Petrilli | Cambridge Investment Research, Inc. | AXA Advisors, LLC | — | 06-01-2012 |
| Scott Douglas Tschappat | Cambridge Investment Research, Inc. | Woodbury Financial Services, Inc. | $100 | 11-12-2012 |
| Steve Blake Allender | Cambridge Investment Research, Inc. | Woodbury Financial Services, Inc. | $10 | 11-12-2012 |
| Jaclyn Lee Ramaley | Cambridge Investment Research, Inc. | First Allied Securities, Inc. | — | 07-31-2013 |
| Larry Michael Walton | Cambridge Investment Research, Inc. | First Allied Securities, Inc. | — | 07-31-2013 |
| Sergio Gonzalez Alcazar | Cambridge Investment Research, Inc. | Woodbury Financial Services, Inc. | — | 11-14-2013 |
| James Eugene Finkle | Cambridge Investment Research, Inc. | ProEquities, Inc. | — | 11-18-2013 |
| Jon Clair Boyd | Cambridge Investment Research, Inc. | ProEquities, Inc. | — | 11-19-2013 |
| Paul Joseph Rowe | Cambridge Investment Research, Inc. | ProEquities, Inc. | — | 01-02-2014 |
| James Marc Preston | Cambridge Investment Research, Inc. | LPL Financial LLC | — | 04-16-2014 |
| Ann Holland Stewart | Cambridge Investment Research, Inc. | Money Concepts Capital Corp | — | 04-30-2014 |
| Walter Heidenreich III | Cambridge Investment Research, Inc. | Pruco Securities, LLC. | — | 08-15-2014 |
| Cheryl Pamela Hedges | Cambridge Investment Research, Inc. | ProEquities, Inc. | $150 | 08-22-2014 |
| Todd Anthony Morris | Cambridge Investment Research, Inc. | Teckmeyer Financial Services, L.L.C. | $25 | 09-16-2014 |
| Brian Hayden Johnson | Cambridge Investment Research, Inc. | First Financial Equity Corporation | $50 | 12-03-2014 |
| Michael Allyn Pote | Cambridge Investment Research, Inc. | LPL Financial LLC | $10 | 01-02-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
