Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Christy DoyleCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner04-01-2013
Alyssa Nicole AdamsCambridge Investment Research, Inc.Thrivent Investment Management Inc.09-29-2020
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Ann Holland StewartCambridge Investment Research, Inc.Money Concepts Capital Corp04-30-2014
Brian Hayden JohnsonCambridge Investment Research, Inc.First Financial Equity Corporation12-03-2014
Bruce Ernest VermeulenCambridge Investment Research, Inc.Commonwealth Financial Network11-09-2010
Carlie Jane RansomCambridge Investment Research, Inc.Principal Securities, Inc.07-18-2016
Charles Macdonald Kerr IVCambridge Investment Research, Inc.LPL Financial LLC$2501-17-2013
Cheryl Pamela HedgesCambridge Investment Research, Inc.ProEquities, Inc.$2508-22-2014
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Connor Catherine MorgantiCambridge Investment Research, Inc.Cash App Investing LLC12-19-2014
Constance Olga PappasCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Dale Lee AndersonCambridge Investment Research, Inc.Mutual Service Corporation$2508-20-2009
Daniel Elton BurnettCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2013
Denise A Calkins YoungquistCambridge Investment Research, Inc.Summit Brokerage Services, Inc.03-02-2017
Dennis Charles ClarkCambridge Investment Research, Inc.First Allied Securities, Inc.$2508-01-2011
Diane Lynn AlexanderCambridge Investment Research, Inc.1st Global Capital Corp.$1206-17-2013
Donald Eugene Gulley IICambridge Investment Research, Inc.Vanguard Capital$2501-03-2017
Donald Leonard HartmannCambridge Investment Research, Inc.Securities America Advisors, Inc.$15011-20-2015
Donna Lee TalleyCambridge Investment Research, Inc.MetLife Securities Inc.11-18-2016
Gary Stewart BedfordCambridge Investment Research, Inc.Western Wealth Management LLC$10004-24-2018
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC$15001-02-2009
Jaclyn Lee RamaleyCambridge Investment Research, Inc.First Allied Advisory Services, Inc.07-31-2013
James Eugene FinkleCambridge Investment Research, Inc.ProEquities, Inc.11-18-2013
James Henry SaulnierCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5009-06-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.