Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shea Ahren WinkellerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Daniel Bartley LeonardCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Max ZubiateCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Timothy Owings WatersCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Brian Philip KontyCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Brian Timothy StarkCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Derek Nathan EichenwaldCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
James Baker PetersCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Rebecca S. LeonardCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Cory Philip RobinsonCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Gregory R. SchoweCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Tony A. TessitoreCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Daniel L. MayerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Jill Diane BlackCetera Advisor Networks LLCGirard Securities, Inc.11-01-2017
Lucinda Lee NovakCetera Advisor Networks LLCTransamerica Financial Advisors, Inc02-28-2017
Kelly Lyn SteckleinCetera Advisor Networks LLCSecurities America, Inc.12-02-2013
Dahna Cooper ClarkeCetera Advisor Networks LLCINVEST Financial Corporation10-25-2013
Scott Gregory BolithoCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Maria M. RobinetteCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Mark Edward O'ConnorCetera Advisor Networks LLCCambridge Financial Advisors, LLC08-22-2012
Keith E CusackCetera Advisor Networks LLCSummit Brokerage Services, Inc.05-04-2012
Michael Murphy HurtgenCetera Advisor Networks LLCGirard Securities, Inc.$1011-01-2017
William A Noyce Jr.Cetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Dennis Jacob HeinCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Thomas Livingston CastleCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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