Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC03-12-2018
Jeffrey Brian MarksCetera Advisors LLCNational Planning Corporation$5010-12-2017
Gregory Gordon HomerCetera Advisors LLCEdward Jones03-27-2017
Troy Francis RyderCetera Advisors LLCInvestors Capital Corp.$20010-03-2016
Karen Sue TerrellCetera Advisors LLCInvestors Capital Corp.$2210-03-2016
David Barry SteinerCetera Advisors LLCInvestors Capital Corp.10-03-2016
Robert Jude LaneCetera Advisors LLCParkland Securities, LLC$2503-18-2015
Randall John MasonCetera Advisors LLCParkland Securities, LLC$1002-17-2015
Lee Travis ClaymoreCetera Advisors LLCParkland Securities, LLC$1002-17-2015
Joseph Lincoln SullivanCetera Advisors LLCCommonwealth Financial Network01-15-2015
Guy Larry Schoenborn Jr.Cetera Advisors LLCMadison Avenue Securities, LLC12-10-2014
James William McLellanCetera Advisors LLCNewbridge Securities Corporation11-04-2014
Leslie Marvin BoyceCetera Advisors LLCThe Huntington Investment Company$15010-10-2014
Shahzad Barkat AliCetera Advisors LLCCetera Investment Advisers LLC$5008-15-2014
Darryl Joseph SimpsonCetera Advisors LLCEltekon Securities, LLC07-25-2014
Christopher Prentiss QuebedeauCetera Advisors LLCNational Planning Corporation05-13-2014
Elizabeth Saldana FestejoCetera Advisors LLCLiberty Partners Financial Services, LLC05-01-2014
Craig Robert TownsendCetera Advisors LLCMetLife Securities Inc.$5003-31-2014
Jeffrey C. JohnsonCetera Advisors LLCLPL Financial LLC02-18-2014
Patrick Earl McKimCetera Advisors LLCGeneos Wealth Management, Inc.$5001-31-2014
Gerald Joseph FasanellaCetera Advisors LLCNext Financial Group, Inc.$1001-21-2014
Richard Dale AlmondCetera Advisors LLCThe O.N. Equity Sales Company12-06-2013
Lily Karying TanCetera Advisors LLCVoya Financial Advisors, Inc.11-21-2013
Scott Ambrose WinslowCetera Advisors LLCFirst Citizens Investor Services, Inc.09-05-2013
Nohemy Yolanda MontesCetera Advisors LLCNew England Securities08-09-2013
Next Page »

Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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