Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Emerson GardnerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Scott William MillerCetera Advisors LLCNew England Securities12-07-2012
Bradley Joseph KellenCetera Advisors LLCNew England Securities$1112-11-2012
Mark R LyonsCetera Advisors LLCNew England Securities12-11-2012
Kirby Lee ZellerCetera Advisors LLCLPL Financial LLC$5010-04-2013
Patrick Earl MckimCetera Advisors LLCGeneos Wealth Management, Inc.$13701-31-2014
Robert Harvey PickeringCetera Advisors LLCVoya Financial Advisors, Inc.02-07-2014
Randall John MasonCetera Advisors LLCParkland Securities, LLC$5002-17-2015
Lee Travis ClaymoreCetera Advisors LLCParkland Securities, LLC02-17-2015
Robert Jude LaneCetera Advisors LLCParkland Securities, LLC$5403-18-2015
Mingmar SherpaCetera Advisors LLCFidelity Brokerage Services LLC08-09-2017
Jeffrey Brian MarksCetera Advisors LLCNational Planning Corporation10-12-2017
Jean Catherine MarksCetera Advisors LLCNational Planning Corporation10-12-2017
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC03-12-2018
Kendra Sue DeLisaCetera Advisors LLCOppenheimerFunds Distributor, Inc.08-02-2019
Timothy Jordan WengerCetera Advisors LLCAmeriprise Financial Services, LLC04-03-2020
Renae Michelle CoffmanCetera Advisors LLCEdward Jones05-08-2020

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.