Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Ann GleasonCetera Advisors LLCMorgan Stanley & Co. Incorporated05-01-2009
David Harry D'AgostinoCetera Advisors LLCQA3 Financial Corp.$1002-11-2011
John Edward Dudley SimpsonCetera Advisors LLCQA3 Financial Corp.02-14-2011
Bryce David CovingtonCetera Advisors LLCQA3 Financial Corp.$1003-03-2011
Bryon Eugene TownsendCetera Advisors LLCNext Financial Group, Inc.06-13-2011
Marc Emry AndersonCetera Advisors LLCSecurities America, Inc.$15008-04-2011
Thomas Vernon FosterCetera Advisors LLCSecurities America, Inc.$5010-24-2011
Edward Thomas Eyer FosterCetera Advisors LLCSecurities America, Inc.$5010-24-2011
John Lee DyeCetera Advisors LLCSecurities America, Inc.10-24-2011
Jeffrey Lawrence SwearingenCetera Advisors LLCCambridge Investment Research, Inc.12-12-2011
Dorothy Marguerite BelvilleCetera Advisors LLCPacific West Securities, Inc.$10002-01-2012
Thomas Howard SteinerCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
Kimila Kay SetzerCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
Vinell Ray McWilliamsCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
Dale Ruppert HancockCetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
Theodore John HeuchlingCetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
Jerald Francis GunnCetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
Paul Charles SchwartzCetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
William A BrooksCetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
Michael John SkagenCetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
Paul Raymond ErenfeldCetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
John Robert SkeithCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Philip Robert JohnnieCetera Advisors LLCPacific West Securities, Inc.02-28-2012
David Wesley TreichlerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
John Edward SladkoCetera Advisors LLCPacific West Securities, Inc.02-28-2012
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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