Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Jordan WengerCetera Advisors LLCAmeriprise Financial Services, LLC04-03-2020
Luong PhamCetera Advisors LLCTCFG Investment Advisors, LLC05-24-2019
Kendall Charles LovettCetera Advisors LLCQuestar Capital Corporation02-11-2019
William Edward LourceyCetera Advisors LLCAmeriprise Financial Services, LLC12-13-2018
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC03-12-2018
Llewllyn R HayesCetera Advisors LLCPence Capital Management, LLC11-07-2017
Jean Catherine MarksCetera Advisors LLCNational Planning Corporation10-12-2017
Gregory Gordon HomerCetera Advisors LLCEdward Jones03-27-2017
Porter Russell DraperCetera Advisors LLCRBC Capital Markets, LLC12-15-2015
Joseph Lincoln SullivanCetera Advisors LLCCommonwealth Financial Network01-15-2015
Guy Larry Schoenborn Jr.Cetera Advisors LLCMadison Avenue Securities, LLC12-10-2014
James William McLellanCetera Advisors LLCNewbridge Securities Corporation11-04-2014
Dawn Lynn PhillipsCetera Advisors LLCJ.J.B. Hilliard, W.L. Lyons, LLC10-20-2014
Darryl Joseph SimpsonCetera Advisors LLCEltekon Securities, LLC07-25-2014
Gregory M. StewartCetera Advisors LLCCetera Advisors LLC06-23-2014
Christopher Prentiss QuebedeauCetera Advisors LLCNational Planning Corporation05-13-2014
Philip Alden BlankenshipCetera Advisors LLCLPL Financial LLC03-17-2014
Jeffrey C. JohnsonCetera Advisors LLCLPL Financial LLC02-18-2014
Bradley Merritt EpsteinCetera Advisors LLCWoodbury Financial Services, Inc.11-07-2013
Patrick J. BrannanCetera Advisors LLCNew England Securities10-21-2013
Scott Ambrose WinslowCetera Advisors LLCFirst Citizens Investor Services, Inc.09-05-2013
Bruce William ShaferCetera Advisors LLCWaddell & Reed05-15-2013
Randy Lee RoeslerCetera Advisors LLCLPL Financial LLC04-12-2013
Hb Smart IICetera Advisors LLCEdward Jones01-29-2013
Mark R LyonsCetera Advisors LLCNew England Securities12-11-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.