Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC03-12-2018
Gregory Gordon HomerCetera Advisors LLCEdward Jones03-27-2017
David Barry SteinerCetera Advisors LLCInvestors Capital Corp.10-03-2016
Joseph Lincoln SullivanCetera Advisors LLCCommonwealth Financial Network01-15-2015
Guy Larry Schoenborn Jr.Cetera Advisors LLCMadison Avenue Securities, LLC12-10-2014
James William McLellanCetera Advisors LLCNewbridge Securities Corporation11-04-2014
Darryl Joseph SimpsonCetera Advisors LLCEltekon Securities, LLC07-25-2014
Christopher Prentiss QuebedeauCetera Advisors LLCNational Planning Corporation05-13-2014
Elizabeth Saldana FestejoCetera Advisors LLCLiberty Partners Financial Services, LLC05-01-2014
Jeffrey C. JohnsonCetera Advisors LLCLPL Financial LLC02-18-2014
Richard Dale AlmondCetera Advisors LLCThe O.N. Equity Sales Company12-06-2013
Lily Karying TanCetera Advisors LLCVoya Financial Advisors, Inc.11-21-2013
Scott Ambrose WinslowCetera Advisors LLCFirst Citizens Investor Services, Inc.09-05-2013
Nohemy Yolanda MontesCetera Advisors LLCNew England Securities08-09-2013
Randy Lee RoeslerCetera Advisors LLCLPL Financial LLC04-12-2013
Mark R LyonsCetera Advisors LLCNew England Securities12-11-2012
Jordan J. TimmerCetera Advisors LLCSecurities Service Network, LLC11-30-2012
Timothy A BurressCetera Advisors LLCEdward Jones11-16-2012
David Isaiah StruncCetera Advisors LLCWoodbury Financial Services, Inc.06-22-2012
John Robert SkeithCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Philip Robert JohnnieCetera Advisors LLCPacific West Securities, Inc.02-28-2012
David Wesley TreichlerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
John Edward SladkoCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Ryan Scott SaccomannoCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Douglas Emerson GardnerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Next Page »

Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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