Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian M GarrickCharles Schwab & Co., Inc.TD Ameritrade Investment Management, LLC09-28-2009
Renata RodriguezCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC10-26-2009
Daniel Lee JensenCharles Schwab & Co., Inc.Jackson National Life Distributors LLC02-22-2010
Donald James BillingsCharles Schwab & Co., Inc.RBC Capital Markets, LLC06-14-2010
Travis John BortonCharles Schwab & Co., Inc.J.P. Turner & Company, L.L.C.04-16-2012
Anthony Zachary PriceCharles Schwab & Co., Inc.U.S. Bancorp Investments, Inc.04-23-2012
Christine S WangCharles Schwab & Co., Inc.Triad Advisors LLC08-06-2012
Benjamin Joseph JenningsCharles Schwab & Co., Inc.Transamerica Financial Advisors, Inc10-04-2013
Paul D JohnsonCharles Schwab & Co., Inc.Morgan Stanley01-17-2014
Margaret Doyle WattCharles Schwab & Co., Inc.J.P. Morgan Securities LLC08-05-2014
Matthew G GehringCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC09-03-2014
Lindsay Cherise Lucero-RossiCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.10-10-2014
Jason Ian AbarCharles Schwab & Co., Inc.Reilly Financial Advisors12-18-2014
Timothy Allen SchiltzCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC07-06-2015
Mark Bryan Rudolph JrCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC08-10-2015
Benjamin Alexander ReznikCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.$2508-13-2015
Brendan Joseph OdonoghueCharles Schwab & Co., Inc.Scottrade, Inc.08-24-2015
Megan A BaronCharles Schwab & Co., Inc.Equitable Advisors, LLC11-09-2015
Mark Anthony SchweizerCharles Schwab & Co., Inc.UMB Financial Services, Inc.11-24-2015
Paul Edward MalecCharles Schwab & Co., Inc.Waddell & Reed01-06-2016
KENNETH ALAN HARRIS JrCharles Schwab & Co., Inc.Paychex Securities Corporation04-28-2016
William Ryan MillsCharles Schwab & Co., Inc.Pruco Securities, LLC.06-10-2016
Nate Adam RamirezCharles Schwab & Co., Inc.Equitable Advisors, LLC07-05-2016
Kevin Arthur ThorpeCharles Schwab & Co., Inc.UBS Financial Services Inc.08-04-2016
Kristopher Allen KaufmannCharles Schwab & Co., Inc.Scottrade, Inc.08-11-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.