Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Max Rom FloresCharles Schwab & Co., Inc.Transamerica Investors Securities Corporation08-13-2020
Samuel Paul DubroCharles Schwab & Co., Inc.Morgan Stanley07-27-2020
Jonathan Douglas TaylorCharles Schwab & Co., Inc.SunTrust Investment Services, Inc.06-08-2020
Steven George HartCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-04-2020
XIA-Xiannee ELIZALDECharles Schwab & Co., Inc.J.P. Morgan Securities LLC03-17-2020
Kelly Ann ErskineCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC03-02-2020
Rita Jean OldhamCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC12-20-2019
Justin C ScottCharles Schwab & Co., Inc.Vanguard Marketing Corporation08-15-2019
Nathaniel James MillerCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors07-26-2019
Nicholas Robert HassigCharles Schwab & Co., Inc.OppenheimerFunds Distributor, Inc.06-19-2019
Marc Edward MacalusoCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-08-2019
THOMAS JOSEPH DOHOGNE JrCharles Schwab & Co., Inc.TLG Advisors, Inc.05-28-2019
Jason Michael FoxCharles Schwab & Co., Inc.G.F. Investment Services, LLC05-22-2019
Anthony Steven RobinsonCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC02-22-2019
Richard Brian ParksCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC01-31-2019
John Michael EverettCharles Schwab & Co., Inc.Janus Henderson Distributors12-17-2018
Deron D SwabyCharles Schwab & Co., Inc.ALPS Portfolio Solutions Distributor, Inc.11-27-2018
Gary Anthony Cusack JrCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC11-06-2018
Ronald Louis WeberCharles Schwab & Co., Inc.OppenheimerFunds Distributor, Inc.10-31-2018
Kaylie Nicole JuddCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC08-01-2018
Cory Joseph RauCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.07-26-2018
Valerie Ann PateCharles Schwab & Co., Inc.Strategic Advisers LLC06-07-2018
Robert Alexander KnoxCharles Schwab & Co., Inc.Scottrade, Inc.05-22-2018
Hilton Lee IannicielloCharles Schwab & Co., Inc.National Securities Corporation05-14-2018
Michael A SeiterCharles Schwab & Co., Inc.SII Investments, Inc.05-11-2018
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.